Role at BTG Pactual Asset Management US
- Title on Schedule A
- Chief Compliance Officer
- Control
- Dagmara Frankowska is not a control person of BTG Pactual Asset Management US .
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Dagmara Frankowska has held the filed role since December 2025.
The firm
Form ADV filed 18 September 2026
Career on record
Dagmara Frankowska has been registered through BTG Pactual Asset Management US since December 2025, and before that through Sageview Advisory Group, LLC, Sageview Private Client Group, LLC, Fsc Securities Corporation, Sagepoint Financial, Inc., Osaic Wealth, Inc., Woodbury Financial Services, Inc., Investment Advisors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Sws Financial Services, Inc., Southwest Securities, Inc. and Snider Advisors.
- – present · 1 yearNew York, NY · Adviser representative · Firm CRD 152538
- Sageview Advisory Group, LLC– · 1 yearIrving, TX · Adviser representative · Firm CRD 126777
- Sageview Private Client Group, LLC– · 1 yearIrving, TX · Adviser representative · Firm CRD 134997
- Passed Series 99TO · 2023
- Fsc Securities Corporation– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 7461
- Sagepoint Financial, Inc.– · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 133763
- Osaic Wealth, Inc.– · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 23131
- Woodbury Financial Services, Inc.– · 3 yearsOakdale, MN · Adviser representative · Firm CRD 421
- Passed SIE · 2018
- Investment Advisors– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 15708
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearJacksonville, FL · Adviser representative · Firm CRD 7691
- Deutsche Bank Securities Inc.– · 4 yearsJacksonville, FL · Adviser representative · Firm CRD 2525
- Sws Financial Services, Inc.– · 1 yearDallas, TX · Adviser representative · Firm CRD 17587
- Southwest Securities, Inc.– · 3 yearsDallas, TX · Adviser representative · Firm CRD 6220
- Snider Advisors– · under a yearDallas, TX · Adviser representative · Firm CRD 120943
- Passed Series 66 · 2008
- Passed Series 24 · 2004
- Passed Series 63 · 2001
- Passed Series 7 · 2000
- Passed Series 6 · 1999
Registrations and exams
Dagmara Frankowska has a current investment-adviser registration in New York and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 9 December 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 August 2001 |
| Series 24 | General Securities Principal Examination | 8 December 2004 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 16 November 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 November 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Dagmara Katarzyna Frankowska
- CRD
- 3165855
- Registration status
- Investment adviser and broker registrations
- Office
- 601 LEXINGTON AVENUE, 57TH FLOOR, New York, NY 10022
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Dagmara Frankowska work?
Dagmara Frankowska has been Chief Compliance Officer of BTG Pactual Asset Management US , LLC since December 2025.
Is Dagmara Frankowska a financial advisor?
Yes. Dagmara Frankowska has a current investment-adviser registration in New York, through BTG Pactual Asset Management US since December 2025, as of 17 October 2026.
How many years of experience does Dagmara Frankowska have?
Dagmara Frankowska has worked in the financial industry for 21 years as of 17 October 2026, counted from 27 September 2005, across 13 adviser firms.
What exams has Dagmara Frankowska passed?
Dagmara Frankowska has passed 7 licensing exams: the Series 6, Series 7, Series 63, Series 24, Series 66, SIE and Series 99TO. The earliest, the Series 6, was passed in November 1999.
Where did Dagmara Frankowska work before BTG Pactual Asset Management US ?
Before BTG Pactual Asset Management US , Dagmara Frankowska was registered through Sageview Advisory Group, LLC, August 2024 to December 2025; Sageview Private Client Group, LLC, August 2024 to December 2025; Fsc Securities Corporation, July 2021 to November 2023; Sagepoint Financial, Inc., July 2021 to September 2023; Osaic Wealth, Inc., December 2020 to May 2024; Woodbury Financial Services, Inc., December 2020 to January 2024; Investment Advisors, June 2017 to November 2020; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2017 to June 2017; Deutsche Bank Securities Inc., November 2011 to February 2016; Sws Financial Services, Inc., June 2010 to July 2011; Southwest Securities, Inc., January 2009 to July 2011; Snider Advisors, July 2008 to January 2009.
Where is Dagmara Frankowska based?
Dagmara Frankowska’s registered office is in New York, NY.
Leadership at BTG Pactual Asset Management US
- Alexis MaronChief Financial Officer
- William RoseChief Operating Officer
- Carolina Ribeiro CuryChief Legal Officer
- John FathManaging Partner