Role at Managed Account Advisors
- Title on Schedule A
- President and Director
- Control
- John Capelli is a control person of Managed Account Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Capelli has held the filed role since March 2011.
The firm
Form ADV filed 18 September 2026
Career on record
John Capelli has been registered through Managed Account Advisors since October 2008, and before that through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Managed Account Advisors LLCCurrent– present · 18 yearsJersey City, NJ · Adviser representative · Firm CRD 142558
- Passed Series 65 · 2008
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearJersey City, NJ · Adviser representative · Firm CRD 7691
- Passed Series 24, Series 53 and Series 55 · 2006
- Passed Series 7 and Series 63 · 1992
Registrations and exams
John Capelli has a current investment-adviser registration in New Jersey and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 30 October 2008 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 March 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 March 1992 |
| Series 53 | Municipal Securities Principal Examination | 12 September 2006 |
| Series 24 | General Securities Principal Examination | 6 July 2006 |
| Series 55 | Limited Representative-Equity Trader Exam | 19 October 2006 |
| Series 7 | General Securities Representative Examination | 27 February 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Joseph Capelli
- CRD
- 2203083
- Registration status
- Investment adviser registration
- Office
- 525 Washington Blvd , Jersey City, NJ 07310
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Capelli work?
John Capelli has been President and Director of Managed Account Advisors LLC since March 2011, and is a control person of the firm.
Is John Capelli a financial advisor?
Yes. John Capelli has a current investment-adviser registration in New Jersey, through Managed Account Advisors since October 2008, as of 17 October 2026.
How many years of experience does John Capelli have?
John Capelli has worked in the financial industry for 19 years as of 17 October 2026, counted from 13 October 2007, across 2 adviser firms.
What exams has John Capelli passed?
John Capelli has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 55 and Series 65. The earliest, the Series 7, was passed in February 1992.
Where did John Capelli work before Managed Account Advisors?
Before Managed Account Advisors, John Capelli was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2007 to September 2008.
Where is John Capelli based?
John Capelli’s registered office is in Jersey City, NJ.
Leadership at Managed Account Advisors
- Matthew BallVice President and Chief Operating Officer
- Timothy RyanChief Financial Officer
- Carlos TorresChief Compliance Officer
- Nancy Monir FahmyDirector
- Antony GheeDirector
- Mark GranshawDirector
- Julie LymanChief Legal Officer
- Kurt ManciniDirector
- Michael PelzarDirector