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John Bentley

Chairman & President at Northwestern Mutual Investment Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

John Bentley is Chairman & President of Northwestern Mutual Investment Management Company, LLC, a Milwaukee investment adviser managing $323B. John Bentley has passed the SIE, Series 7TO and Series 24.

Role at Northwestern Mutual Investment Management

Title on Schedule A
Chairman & President
Control
John Bentley is a control person of Northwestern Mutual Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Bentley has held the filed role since January 2025.

The firm

Northwestern Mutual Investment Management Company, LLC
Milwaukee, WI

Form ADV filed 6 May 2026

$323B AUM23 clients213 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE, Series 7TO and Series 24 · 2022

Registrations and exams

No current adviser or broker registration. John Bentley has passed 3 qualifying exams.

Examinations

Series 244 November 2022
Name
General Securities Principal Examination
Series 7TO28 June 2022
Name
General Securities Representative Examination
SIE20 May 2022
Name
Securities Industry Essentials Examination

Individual record

Full name
John Emerson Bentley
CRD
6613753
Firm
Northwestern Mutual Investment Management Company, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Bentley work?

John Bentley has been Chairman & President of Northwestern Mutual Investment Management Company, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 May 2026

Does John Bentley have a current investment-adviser registration?

John Bentley has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has John Bentley passed?

John Bentley has passed 3 licensing exams: the SIE, Series 7TO and Series 24. The earliest, the SIE, was passed in May 2022.

Source: IAPD individual record, checked 18 October 2026

Leadership at Northwestern Mutual Investment Management

Sources

  1. IAPD individual record, CRD 6613753. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northwestern Mutual Investment Management Company, LLC, filed 6 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Bentley or Northwestern Mutual Investment Management Company, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.