Niva WealthLet’s talk

Jason Smith

Director; Vice President - Public Investments at Northwestern Mutual Investment Management

Officer record from the firm’s Form ADVForm ADV filed 6 May 2026

Jason Smith is Director; Vice President - Public Investments of Northwestern Mutual Investment Management Company, LLC, a Milwaukee investment adviser.

Role at Northwestern Mutual Investment Management

Title on Schedule A
Director; Vice President - Public Investments
Control
Jason Smith is a control person of Northwestern Mutual Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jason Smith has held the filed role since November 2024.

The firm

Northwestern Mutual Investment Management Company, LLC
Milwaukee, WI

Form ADV filed 6 May 2026

$323B AUM23 clients213 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Jason Smith is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Jason Smith
CRD
8020332
Firm
Northwestern Mutual Investment Management Company, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jason Smith work?

Jason Smith has been Director; Vice President - Public Investments of Northwestern Mutual Investment Management Company, LLC since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 May 2026

Leadership at Northwestern Mutual Investment Management

Sources

  1. IAPD individual lookup, CRD 8020332. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Northwestern Mutual Investment Management Company, LLC, filed 6 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jason Smith or Northwestern Mutual Investment Management Company, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.