Joel Orris has been an investment adviser representative at Key Client Fiduciary Advisors since October 2018, and is not listed among the firm’s executive officers or direct owners. Joel Orris holds a Bachelor's degree in Accounting with a minor in Finance from the University of Delaware.
Key Client Fiduciary Advisors, LLC is a Fairfield, NJ firm with $896M under management, 2,272 clients and 10 advisers across 3 offices, as of its March 2026 filing.
Joel Orris is Managing Partner of CJE Financial and has helped clients achieve their financial goals for over 30 years. He began his career with Gibraltar Securities, which after two subsequent mergers became RBC Dain Rauscher. Before entering the financial services industry, he worked as a Certified Public Accountant for three years.
Joel Orris’ longest registration was 9 years at Wells Fargo Advisors Financial Network, LLC (2009–2018). Before joining Key Client Fiduciary Advisors in 2018, Joel Orris was registered through Realta Investment Advisors, Inc and Wells Fargo Advisors Financial Network, LLC.
- – present · 7 yearsFairfield, NJ · Adviser representative · Firm CRD 298240
- Realta Investment Advisors, Inc– · 5 yearsFairfield, NJ · Adviser representative · Firm CRD 134952
- Wells Fargo Advisors Financial Network, LLC– · 9 yearsFairfield, NJ · Adviser representative · Firm CRD 11025
- Raymond James Financial Services Advisors, Inc– · under a yearSaint Petersburg, FL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 2 yearsFairfield, NJ · Adviser representative · Firm CRD 6694
- RBC Dain Rauscher Inc.– · 3 yearsFlorham Park, NJ · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Joel Orris is registered as an investment adviser representative in 2 states. The first approvals date from October 2018; the most recent is New Jersey, in November 2018.
- New JerseySince 7 November 2018
- TexasSince 31 October 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 10 April 2026 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 April 2026 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 10 April 2026 |
| Series 53 | Municipal Securities Principal Examination | 10 April 2026 |
| Series 7TO | General Securities Representative Examination | 10 April 2026 |
| Series 52TO | Municipal Securities Representative Examination | 10 April 2026 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 1987 |
| Series 7 | General Securities Representative Examination | 17 October 1987 |
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joel David Orris
- CRD
- 1745120
- Firm
- Key Client Fiduciary Advisors · CRD 298240
- Office
- 363 ROUTE 46 WEST, SUITE 300, Fairfield, NJ 07004
- Registration
- Investment adviser registration
- In the industry since
- October 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cjefinancial.com
Where does Joel Orris work?
Joel Orris is an investment adviser representative registered through Key Client Fiduciary Advisors, LLC since October 2018, and is not listed among the firm’s executive officers or direct owners.
Is Joel Orris a financial advisor?
Yes. Joel Orris has a current investment-adviser registration in New Jersey and Texas, through Key Client Fiduciary Advisors since October 2018.
How many years of experience does Joel Orris have?
Joel Orris has 39 years in the financial industry, since October 1987, across 6 adviser firms.
What exams has Joel Orris passed?
Joel Orris has passed 9 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 10, Series 9, Series 53, Series 7TO and Series 52TO. The earliest, the Series 7, was passed in October 1987. FINRA credited Joel Orris with the SIE, which began in October 2018.
Where did Joel Orris work before Key Client Fiduciary Advisors?
Before Key Client Fiduciary Advisors, Joel Orris was registered through Wells Fargo Advisors Financial Network, LLC, April 2009 to October 2018; Raymond James Financial Services Advisors, Inc, January 2009 to April 2009; Raymond James Financial Services, January 2006 to January 2009; RBC Dain Rauscher Inc., May 2002 to January 2006.
Where is Joel Orris based?
Joel Orris’ registered office is in Fairfield, NJ.
Is Joel Orris registered with FINRA?
No. Joel Orris has no current broker registration.
How can I verify Joel Orris’ record?
Search CRD 1745120 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Orris’ full registration record.
