Eric Fishman has held the title Member at Key Client Fiduciary Advisors since July 2018, is a control person of the firm and directly owns between 50% and 75% of it. Eric Fishman holds a Degree in Business Administration from Boston University and a Master's degree in Military History from Norwich University.
Key Client Fiduciary Advisors, LLC is a Fairfield, NJ firm with $896M under management, 2,272 clients and 10 advisers across 3 offices, as of its March 2026 filing.
Eric Fishman is Founding Partner of Key Client. He began his career at Merrill Lynch and founded Key Client in 2004 and KCFA in 2018. He works with clients on a holistic approach to professional investing.
Eric Fishman’s longest registration was 14 years at Wells Fargo Advisors Financial Network, LLC (2004–2018). Before joining Key Client Fiduciary Advisors in 2018, Eric Fishman was registered through Key Client Financial Advisors, LLC and Wells Fargo Advisors Financial Network, LLC.
- Coastal Investment Advisors– · 2 yearsFairfield, NJ · Adviser representative · Firm CRD 134952
- – present · 8 yearsFairfield, NJ · Adviser representative · Firm CRD 298240
- Key Client Financial Advisors, LLC– · 1 yearFairfield, NJ · Adviser representative · Firm CRD 132457
- Wells Fargo Advisors Financial Network, LLC– · 14 yearsFairfield, NJ · Adviser representative · Firm CRD 11025
- Citigroup Global Markets Inc.– · 1 yearLittle Falls, NJ · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Eric Fishman is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2018.
- New JerseySince 16 October 2018
- TexasResidentSince 12 October 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 1 November 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 28 October 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 April 1985 |
| Series 7 | General Securities Representative Examination | 16 March 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Robert Fishman
- CRD
- 1352028
- Firm
- Key Client Fiduciary Advisors · CRD 298240
- Role
- Member
- Office
- 363 ROUTE 46 WEST, SUITE 300, Fairfield, NJ 07004
- Registration
- Investment adviser registration
- In the industry since
- March 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- keyclientfa.com
Where does Eric Fishman work?
Eric Fishman has held the title Member at Key Client Fiduciary Advisors, LLC since July 2018, and is a control person of the firm.
Is Eric Fishman a financial advisor?
Yes. Eric Fishman has a current investment-adviser registration in New Jersey and Texas, through Key Client Fiduciary Advisors since October 2018.
How many years of experience does Eric Fishman have?
Eric Fishman has 41 years in the financial industry, since March 1985, across 5 adviser firms.
What exams has Eric Fishman passed?
Eric Fishman has passed 4 licensing exams: the Series 7, Series 63, Series 9 and Series 10. The earliest, the Series 7, was passed in March 1985. FINRA credited Eric Fishman with the SIE, which began in October 2018.
Where did Eric Fishman work before Key Client Fiduciary Advisors?
Before Key Client Fiduciary Advisors, Eric Fishman was registered through Key Client Financial Advisors, LLC, October 2004 to February 2006; Citigroup Global Markets Inc., October 2002 to August 2004.
Where is Eric Fishman based?
Eric Fishman’s registered office is in Fairfield, NJ.
Is Eric Fishman registered with FINRA?
No. Eric Fishman has no current broker registration.
How can I verify Eric Fishman’s record?
Search CRD 1352028 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Fishman’s full registration record.
