Joel Everett has been an investment adviser representative at Transce3nd since January 2025, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Joel Everett’s longest registration was 4 years at United Planners' Financial Services of America A Limited Partner (2020–2024). Before joining Transce3nd in 2025, Joel Everett was registered through Proxy Freedom and United Planners' Financial Services of America A Limited Partner.
- Proxy Freedom– · 1 yearWalnut Creek, CA · Adviser representative · Firm CRD 324749
- United Planners' Financial Services of America A Limited Partner– · 4 yearsWalnut Creek, CA · Adviser representative · Firm CRD 20804
Investment adviser representative registrations
Joel Everett is registered as an investment adviser representative in California, since January 2025.
- CaliforniaSince 9 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 January 2020 |
| Series 7TO | General Securities Representative Examination | 3 October 2019 |
| SIE | Securities Industry Essentials Examination | 18 March 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6994217
- Firm
- Transce3nd · CRD 317745
- Office
- Walnut Creek, CA
- Registration
- Investment adviser registration
- In the industry since
- October 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Joel Everett work?
Joel Everett is an investment adviser representative registered through Transce3nd LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Joel Everett a financial advisor?
Yes. Joel Everett has a current investment-adviser registration in California, through Transce3nd since January 2025.
How many years of experience does Joel Everett have?
Joel Everett has 7 years in the financial industry, since October 2019, across 3 adviser firms.
What exams has Joel Everett passed?
Joel Everett has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2019.
Where did Joel Everett work before Transce3nd?
Before Transce3nd, Joel Everett was registered through Proxy Freedom, August 2023 to December 2024; United Planners' Financial Services of America A Limited Partner, January 2020 to November 2024.
Where is Joel Everett based?
Joel Everett’s registered office is in Walnut Creek, CA.
Is Joel Everett registered with FINRA?
No. Joel Everett has no current broker registration.
How can I verify Joel Everett’s record?
Search CRD 6994217 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Everett’s full registration record.
