Joseph Quartucci has been Managing Member of Transce3nd since December 2021, is a control person of the firm and directly owns 75% or more of it. Joseph Quartucci studied at Texas State University.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Joe Quartucci is Managing Member of Transce3nd. He is CEO Emeritus of Transce3nd, LLC and Co-Founder of e3 Wealth. Over a 25-year professional career he has founded and held ownership in nine businesses across multiple industries, and for more than two decades has worked with business owners and high net worth families on transitions and business exits.
Joseph Quartucci’s longest registration was 9 years at National Planning Corporation ("NPC of America" in FL & NY) (2007–2017). Before joining Transce3nd in 2022, Joseph Quartucci was registered through Kalos Management and National Planning Corporation ("NPC of America" in FL & NY).
- Kalos Management– · 5 yearsKyle, TX · Adviser representative · Firm CRD 133025
- National Planning Corporation ("NPC of America" in FL & NY)– · 9 yearsKyle, TX · Adviser representative · Firm CRD 29604
- American General Securities Incorporated– · under a yearSan Marcos, TX · Adviser representative · Firm CRD 13626
Investment adviser representative registrations
Joseph Quartucci is registered as an investment adviser representative in Texas, since May 2022.
- TexasSince 26 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 27 August 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 May 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Allen Quartucci
- CRD
- 4522516
- Firm
- Transce3nd · CRD 317745
- Role
- Managing Member
- Office
- 835 MAIN STREET, BUILDING 200, Buda, TX 78610
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- transcendim.com
Where does Joseph Quartucci work?
Joseph Quartucci has been Managing Member of Transce3nd LLC since December 2021, and is a control person of the firm.
Is Joseph Quartucci a financial advisor?
Yes. Joseph Quartucci has a current investment-adviser registration in Texas, through Transce3nd since May 2022.
How many years of experience does Joseph Quartucci have?
Joseph Quartucci has 24 years in the financial industry, since May 2002, across 4 adviser firms.
What exams has Joseph Quartucci passed?
Joseph Quartucci has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in May 2002. FINRA credited Joseph Quartucci with the SIE, which began in October 2018.
Where did Joseph Quartucci work before Transce3nd?
Before Transce3nd, Joseph Quartucci was registered through National Planning Corporation ("NPC of America" in FL & NY), December 2007 to July 2017; American General Securities Incorporated, August 2007 to December 2007.
Where is Joseph Quartucci based?
Joseph Quartucci’s registered office is in Buda, TX.
Is Joseph Quartucci registered with FINRA?
Yes. Joseph Quartucci has a current broker registration, under CRD 4522516.
Source: FINRA BrokerCheck
How can I verify Joseph Quartucci’s record?
Search CRD 4522516 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Quartucci’s full registration record.