Role at Pzena Investment Management
- Title on Schedule A
- Chief Financial Officer
- Control
- Jessica Doran is a control person of Pzena Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jessica Doran has held the filed role since July 2016.
The firm
Form ADV filed 30 March 2026
Career on record
- Passed SIE and Series 99TO · 2023
- Passed Series 27 · 2020
Registrations and exams
Broker registration; no current adviser registration. Jessica Doran has passed 3 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 27 February 2020 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
Individual record
- Full name
- Jessica Ryan Doran
- CRD
- 6406095
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Jessica Doran work?
Jessica Doran has been Chief Financial Officer of Pzena Investment Management LLC since July 2016, and is a control person of the firm.
Does Jessica Doran have a current investment-adviser registration?
Jessica Doran has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Jessica Doran passed?
Jessica Doran has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in February 2020.
Leadership at Pzena Investment Management
- Chenyu CaiChief Executive Officer
- Allison FischPresident
- Evan FireChief Operating Officer
- Steven CoffeyChief Legal Risk Officer and Chief Compliance Officer
- Geoffrey BauerChief Legal Officer
- John GoetzCo-Chief Investment Officer
- William LipseyVice Chairman
- Richard PzenaChairman; Co-Chief Investment Officer