Role at Pzena Investment Management
- Title on Schedule A
- Chief Legal Officer
- Control
- Geoffrey Bauer is a control person of Pzena Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Geoffrey Bauer has held the filed role since January 2023.
The firm
Form ADV filed 30 March 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Geoffrey Bauer is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Geoffrey Bauer
- CRD
- 7692631
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Geoffrey Bauer work?
Geoffrey Bauer has been Chief Legal Officer of Pzena Investment Management LLC since January 2023, and is a control person of the firm.
Leadership at Pzena Investment Management
- Chenyu CaiChief Executive Officer
- Allison FischPresident
- Jessica DoranChief Financial Officer
- Evan FireChief Operating Officer
- Steven CoffeyChief Legal Risk Officer and Chief Compliance Officer
- John GoetzCo-Chief Investment Officer
- William LipseyVice Chairman
- Richard PzenaChairman; Co-Chief Investment Officer