Jesse Lipscomb has been an investment adviser representative at Compass Financial Management since October 2024, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Jesse Lipscomb’s longest registration was 9 years at Qualified Planning (2010–2019). Before joining Compass Financial Management in 2024, Jesse Lipscomb was registered through Bison Advisors and Truadvice LLC.
- – present · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 156345
- Bison Advisors– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 299805
- Truadvice LLC– · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 292482
- Qualified Planning– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 304788
- Qualified Planning– · 9 yearsSan Diego, CA · Adviser representative · Firm CRD 152546
Investment adviser representative registrations
Jesse Lipscomb is registered as an investment adviser representative in California, since October 2024.
- CaliforniaSince 15 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 February 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 February 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jesse John Lipscomb
- CRD
- 4353680
- Firm
- Compass Financial Management · CRD 156345
- Office
- 4025 Camino Del Rio South Suite 300, San Diego, CA 92108
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Jesse Lipscomb work?
Jesse Lipscomb is an investment adviser representative registered through Compass Financial Management LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jesse Lipscomb a financial advisor?
Yes. Jesse Lipscomb has a current investment-adviser registration in California, through Compass Financial Management since October 2024.
How many years of experience does Jesse Lipscomb have?
Jesse Lipscomb has 16 years in the financial industry, since February 2010, across 5 adviser firms.
What exams has Jesse Lipscomb passed?
Jesse Lipscomb has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in February 2001.
Where did Jesse Lipscomb work before Compass Financial Management?
Before Compass Financial Management, Jesse Lipscomb was registered through Truadvice LLC, February 2021 to December 2023; Qualified Planning, October 2019 to April 2021; Qualified Planning, February 2010 to December 2019.
Where is Jesse Lipscomb based?
Jesse Lipscomb’s registered office is in San Diego, CA.
Is Jesse Lipscomb registered with FINRA?
No. Jesse Lipscomb has no current broker registration.
How can I verify Jesse Lipscomb’s record?
Search CRD 4353680 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jesse Lipscomb’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member