Jerod Gustafson has been an investment adviser representative at HighMark Wealth Management since September 2014, and is not listed among the firm’s executive officers or direct owners.
Highmark Wealth Management LLC is a St. Paul, MN firm with $612M under management, 429 clients and 4 advisers in one office, as of its April 2026 filing.
Jerod Gustafson’s longest registration is the current one, 12 years at HighMark Wealth Management since 2014. Before joining HighMark Wealth Management in 2014, Jerod Gustafson was registered through UBS Financial Services Inc.
- – present · 12 yearsSt. Paul, MN · Adviser representative · Firm CRD 164790
- UBS Financial Services Inc.– · under a yearSt Paul, MN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Jerod Gustafson is registered as an investment adviser representative in Minnesota, since September 2014.
- MinnesotaSince 12 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 September 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 September 1996 |
| Series 7 | General Securities Representative Examination | 14 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2765649
- Firm
- HighMark Wealth Management · CRD 164790
- Office
- 944 INWOOD AVE N, St. Paul, MN 55128
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jerod Gustafson work?
Jerod Gustafson is an investment adviser representative registered through Highmark Wealth Management LLC since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Jerod Gustafson a financial advisor?
Yes. Jerod Gustafson has a current investment-adviser registration in Minnesota, through HighMark Wealth Management since September 2014.
How many years of experience does Jerod Gustafson have?
Jerod Gustafson has 30 years in the financial industry, since August 1996, across 2 adviser firms.
What exams has Jerod Gustafson passed?
Jerod Gustafson has passed 3 licensing exams: the Series 7, Series 65 and Series 63. The earliest, the Series 7, was passed in August 1996. FINRA credited Jerod Gustafson with the SIE, which began in October 2018.
Where did Jerod Gustafson work before HighMark Wealth Management?
Before HighMark Wealth Management, Jerod Gustafson was registered through UBS Financial Services Inc., February 2014 to September 2014.
Where is Jerod Gustafson based?
Jerod Gustafson’s registered office is in St. Paul, MN.
Is Jerod Gustafson registered with FINRA?
Yes. Jerod Gustafson has a current broker registration, under CRD 2765649.
Source: FINRA BrokerCheck
How can I verify Jerod Gustafson’s record?
Search CRD 2765649 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerod Gustafson’s full registration record.
