Todd Arens has been Managing Member and of HighMark Wealth Management since July 2012, is a control person of the firm and directly owns 75% or more of it.
Highmark Wealth Management LLC is a St. Paul, MN firm with $612M under management, 429 clients and 4 advisers in one office, as of its April 2026 filing.
Todd Arens’ longest registration is the current one, 14 years at HighMark Wealth Management since 2012. Before joining HighMark Wealth Management in 2012, Todd Arens was registered through UBS Financial Services Inc.
- – present · 14 yearsSt. Paul, MN · Adviser representative · Firm CRD 164790
- UBS Financial Services Inc.– · 5 yearsSt Paul, MN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Todd Arens is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2012; the most recent is Minnesota, in February 2014.
- MinnesotaSince 20 February 2014
- TexasResidentSince 25 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 October 2005 |
| Series 31 | Futures Managed Funds Examination | 19 August 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 1994 |
| Series 7 | General Securities Representative Examination | 6 December 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Edward Arens
- CRD
- 2414006
- Firm
- HighMark Wealth Management · CRD 164790
- Role
- Managing Member and
- Office
- 944 INWOOD AVE N, St. Paul, MN 55128
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Todd Arens work?
Todd Arens has been Managing Member and of Highmark Wealth Management LLC since July 2012, and is a control person of the firm.
Is Todd Arens a financial advisor?
Yes. Todd Arens has a current investment-adviser registration in Minnesota and Texas, through HighMark Wealth Management since July 2012.
How many years of experience does Todd Arens have?
Todd Arens has 32 years in the financial industry, since December 1993, across 2 adviser firms.
What exams has Todd Arens passed?
Todd Arens has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 66 and Series 99TO. The earliest, the Series 7, was passed in December 1993. FINRA credited Todd Arens with the SIE, which began in October 2018.
Where is Todd Arens based?
Todd Arens’ registered office is in St. Paul, MN.
Is Todd Arens registered with FINRA?
Yes. Todd Arens has a current broker registration, under CRD 2414006.
Source: FINRA BrokerCheck
How can I verify Todd Arens’ record?
Search CRD 2414006 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Todd Arens’ full registration record.
