Patrick Sullivan has been Wealth Strategist and Partner of HighMark Wealth Management since January 2016, is not listed as a control person, but directly owns between 10% and 25% of the firm. Patrick Sullivan holds a Bachelor of Arts in Financial Management from the University of St. Thomas, Opus College of Business and a Certificate in Financial Planning from Boston University.
Highmark Wealth Management LLC is a St. Paul, MN firm with $612M under management, 429 clients and 4 advisers in one office, as of its April 2026 filing.
Patrick J. Sullivan is Partner and Wealth Strategist of HighMark Wealth Management. He builds comprehensive financial plans, provides portfolio management and client-specific risk analysis, and is a point of contact for clients.
- – present · 11 yearsSt. Paul, MN · Adviser representative · Firm CRD 164790
Professional designations
Listed by HighMark Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Patrick Sullivan is registered as an investment adviser representative in 2 states. The first approvals date from November 2014; the most recent is Texas, in October 2021.
- MinnesotaSince 13 November 2014
- TexasSince 26 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2014 |
| Series 7 | General Securities Representative Examination | 9 April 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick J. Sullivan
- CRD
- 5786229
- Firm
- HighMark Wealth Management · CRD 164790
- Role
- Wealth Strategist and Partner
- Office
- 944 INWOOD AVE N, St. Paul, MN 55128
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- highmarkwealth.com
Where does Patrick Sullivan work?
Patrick Sullivan has been Wealth Strategist and Partner of Highmark Wealth Management LLC since January 2016.
Is Patrick Sullivan a financial advisor?
Yes. Patrick Sullivan has a current investment-adviser registration in Minnesota and Texas, through HighMark Wealth Management since November 2014.
How many years of experience does Patrick Sullivan have?
Patrick Sullivan has 14 years in the financial industry, since April 2012, across 1 adviser firm.
What exams has Patrick Sullivan passed?
Patrick Sullivan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2012. FINRA credited Patrick Sullivan with the SIE, which began in October 2018.
Where is Patrick Sullivan based?
Patrick Sullivan’s registered office is in St. Paul, MN.
Is Patrick Sullivan registered with FINRA?
Yes. Patrick Sullivan has a current broker registration, under CRD 5786229.
Source: FINRA BrokerCheck
Is Patrick Sullivan a CFP?
HighMark Wealth Management lists Patrick Sullivan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Patrick Sullivan’s record?
Search CRD 5786229 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patrick Sullivan’s full registration record.