Jeremy Mocek has been an investment adviser representative at Richard P. Slaughter Associates since November 2023, and is not listed among the firm’s executive officers or direct owners.
Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.
Jeremy Mocek is Senior Wealth Advisor & Manager of Financial Planning of Richard P. Slaughter Associates, based in Austin. He helps clients address complex planning needs and works on portfolio-focused advisory work. He also helps strengthen the firm's advisory function through advisor development, team consistency and scalable planning practices.
Jeremy Mocek’s longest registration was 4 years at Ambassador Advisors, LLC (2015–2019). Before joining Richard P. Slaughter Associates in 2023, Jeremy Mocek was registered through Academy Capital Management and Cetera Advisors LLC.
- – present · 2 yearsAustin, TX · Adviser representative · Firm CRD 109080
- Academy Capital Management– · 3 yearsWaco, TX · Adviser representative · Firm CRD 105008
- Cetera Advisors LLC– · under a yearWaco, TX · Adviser representative · Firm CRD 10299
- Ambassador Advisors, LLC– · 4 yearsLancaster, PA · Adviser representative · Firm CRD 116978
Investment adviser representative registrations
Jeremy Mocek is registered as an investment adviser representative in 2 states. Each was approved in November 2023.
- New MexicoSince 21 November 2023
- TexasSince 20 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 October 2014 |
| Series 7 | General Securities Representative Examination | 12 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Scott Mocek
- CRD
- 6359353
- Firm
- Richard P. Slaughter Associates · CRD 109080
- Office
- 9600 NORTH MOPAC, SUITE 600, Austin, TX 78759
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rpswealthadvisors.com
Where does Jeremy Mocek work?
Jeremy Mocek is an investment adviser representative registered through Richard P. Slaughter Associates, Inc. since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Jeremy Mocek a financial advisor?
Yes. Jeremy Mocek has a current investment-adviser registration in New Mexico and Texas, through Richard P. Slaughter Associates since November 2023.
How many years of experience does Jeremy Mocek have?
Jeremy Mocek has 11 years in the financial industry, since November 2014, across 4 adviser firms.
What exams has Jeremy Mocek passed?
Jeremy Mocek has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2014. FINRA credited Jeremy Mocek with the SIE, which began in October 2018.
Where did Jeremy Mocek work before Richard P. Slaughter Associates?
Before Richard P. Slaughter Associates, Jeremy Mocek was registered through Academy Capital Management, December 2019 to November 2023; Cetera Advisors LLC, March 2019 to December 2019; Ambassador Advisors, LLC, April 2015 to December 2019.
Where is Jeremy Mocek based?
Jeremy Mocek’s registered office is in Austin, TX.
Is Jeremy Mocek registered with FINRA?
No. Jeremy Mocek has no current broker registration.
How can I verify Jeremy Mocek’s record?
Search CRD 6359353 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Mocek’s full registration record.
