Jennifer Doak has been an investment adviser representative at WealthGen Advisors since May 2026, and is not listed among the firm’s executive officers or direct owners.
Wealthgen Advisors, LLC is a Sarasota, FL firm with $147M under management, 106 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Jennifer Doak’s longest registration was 10 years at Charles Schwab & Co., Inc. (2009–2020). Before joining WealthGen Advisors in 2026, Jennifer Doak was registered through Fidelity Personal and Workplace Advisors and Charles Schwab & Co., Inc.
- Wealthgen Advisors, LLCCurrent– present · under a yearSarasota, FL · Adviser representative · Firm CRD 306196
- Fidelity Personal and Workplace Advisors– · 1 yearSarasota, FL · Adviser representative · Firm CRD 288590
- Charles Schwab & Co., Inc.– · 10 yearsSarasota, FL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Jennifer Doak is registered as an investment adviser representative in Florida, since May 2026.
- FloridaSince 22 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 December 2009 |
| Series 7 | General Securities Representative Examination | 4 July 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jennifer L Doak
- CRD
- 5454850
- Firm
- WealthGen Advisors · CRD 306196
- Office
- 1239 N GULFSTREAM AVE., SUITE 4, Sarasota, FL 34236
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Jennifer Doak work?
Jennifer Doak is an investment adviser representative registered through Wealthgen Advisors, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jennifer Doak a financial advisor?
Yes. Jennifer Doak has a current investment-adviser registration in Florida, through WealthGen Advisors since May 2026.
How many years of experience does Jennifer Doak have?
Jennifer Doak has 13 years in the financial industry, since June 2013, across 3 adviser firms.
What exams has Jennifer Doak passed?
Jennifer Doak has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2009. FINRA credited Jennifer Doak with the SIE, which began in October 2018.
Where did Jennifer Doak work before WealthGen Advisors?
Before WealthGen Advisors, Jennifer Doak was registered through Fidelity Personal and Workplace Advisors, July 2020 to June 2022; Charles Schwab & Co., Inc., December 2009 to June 2020.
Where is Jennifer Doak based?
Jennifer Doak’s registered office is in Sarasota, FL.
Is Jennifer Doak registered with FINRA?
No. Jennifer Doak has no current broker registration.
How can I verify Jennifer Doak’s record?
Search CRD 5454850 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Doak’s full registration record.
