Kenneth Hargreaves has been Owner / Managing Member of WealthGen Advisors since October 2019, is a control person of the firm and directly owns 75% or more of it. Kenneth Hargreaves holds a Master of Science in Personal Financial Planning from the College of Financial Planning and a Bachelor of Science in Finance from Florida State University.
Wealthgen Advisors, LLC is a Sarasota, FL firm with $147M under management, 106 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Ken Hargreaves is Founder & Principal of WealthGen Advisors, based in Sarasota, Florida. He founded the firm after more than seventeen years in the financial advisory industry. Prior to that he spent nearly a decade in New York and Texas as a Vice President at The Capital Group, and he later served as a director at a Florida-based registered investment advisory firm.
Kenneth Hargreaves’ longest registration is the current one, 6 years at WealthGen Advisors since 2020. Before joining WealthGen Advisors in 2020, Kenneth Hargreaves was registered through American Funds Distributors, Inc. and Royal Alliance Associates, Inc.
- American Funds Distributors, Inc.– · 6 yearsLos Angeles, CA · Adviser representative · Firm CRD 6247
- Royal Alliance Associates, Inc.– · 2 yearsBradenton, FL · Adviser representative · Firm CRD 23131
- Moseley Investment Management, Inc.– · 2 yearsBradention, FL · Adviser representative · Firm CRD 124152
- Ameriprise Financial Services, Inc.– · 1 yearTampa, FL · Adviser representative · Firm CRD 6363
Professional designations
Listed by WealthGen Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary (AIF®)
- Accredited Wealth Management Advisor (AWMA®)
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Kenneth Hargreaves is registered as an investment adviser representative in 2 states. The first approvals date from January 2020; the most recent is Texas, in September 2020.
- FloridaSince 24 January 2020
- TexasSince 18 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 August 2008 |
| Series 7 | General Securities Representative Examination | 26 June 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth John Hargreaves
- CRD
- 5495305
- Firm
- WealthGen Advisors · CRD 306196
- Role
- Owner / Managing Member
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthgenadvisor.com
Where does Kenneth Hargreaves work?
Kenneth Hargreaves has been Owner / Managing Member of Wealthgen Advisors, LLC since October 2019, and is a control person of the firm.
Is Kenneth Hargreaves a financial advisor?
Yes. Kenneth Hargreaves has a current investment-adviser registration in Florida and Texas, through WealthGen Advisors since January 2020.
How many years of experience does Kenneth Hargreaves have?
Kenneth Hargreaves has 18 years in the financial industry, since October 2008, across 5 adviser firms.
What exams has Kenneth Hargreaves passed?
Kenneth Hargreaves has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2008. FINRA credited Kenneth Hargreaves with the SIE, which began in October 2018.
Where did Kenneth Hargreaves work before WealthGen Advisors?
Before WealthGen Advisors, Kenneth Hargreaves was registered through American Funds Distributors, Inc., June 2013 to December 2019; Royal Alliance Associates, Inc., December 2009 to March 2012; Moseley Investment Management, Inc., December 2009 to March 2012; Ameriprise Financial Services, Inc., September 2008 to November 2009.
Is Kenneth Hargreaves registered with FINRA?
No. Kenneth Hargreaves has no current broker registration.
Is Kenneth Hargreaves a CFP?
WealthGen Advisors lists Kenneth Hargreaves with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kenneth Hargreaves’ record?
Search CRD 5495305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Hargreaves’ full registration record.