Richard Rayles has been Chief Compliance Officer of WealthGen Advisors since October 2023, is a control person of the firm and directly owns under 5% of it.
Wealthgen Advisors, LLC is a Sarasota, FL firm with $147M under management, 106 clients and 2 advisers across 2 offices, as of its August 2026 filing.
- Wealthgen Advisors, LLCCurrent– present · 3 yearsSarasota, FL · Adviser representative · Firm CRD 306196
Investment adviser representative registrations
Richard Rayles is registered as an investment adviser representative in Florida, since October 2023.
- FloridaSince 19 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Allen Rayles
- CRD
- 7820684
- Firm
- WealthGen Advisors · CRD 306196
- Role
- Chief Compliance Officer
- Office
- 1239 N GULFSTREAM AVE., SUITE 4, Sarasota, FL 34236
- Registration
- Investment adviser registration
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Rayles work?
Richard Rayles has been Chief Compliance Officer of Wealthgen Advisors, LLC since October 2023, and is a control person of the firm.
Is Richard Rayles a financial advisor?
Yes. Richard Rayles has a current investment-adviser registration in Florida, through WealthGen Advisors since October 2023.
How many years of experience does Richard Rayles have?
Richard Rayles has 3 years in the financial industry, since October 2023, across 1 adviser firm.
What exams has Richard Rayles passed?
Richard Rayles passed the Series 65 in October 2023.
Where is Richard Rayles based?
Richard Rayles’ registered office is in Sarasota, FL.
Is Richard Rayles registered with FINRA?
No. Richard Rayles has no current broker registration.
How can I verify Richard Rayles’ record?
Search CRD 7820684 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Rayles’ full registration record.
