Jennifer Brown has been an investment adviser representative at Prosperitas Financial since September 2022, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Jennifer Brown’s longest registration was 7 years at Brown Investment Management (2015–2022). Before joining Prosperitas Financial in 2022, Jennifer Brown was registered through Brown Investment Management and Goldey Capital LLC.
- Prosperitas Financial, LLCCurrent– present · 4 yearsNorthridge, CA · Adviser representative · Firm CRD 315768
- Brown Investment Management– · 7 yearsNorthridge, CA · Adviser representative · Firm CRD 174814
- Goldey Capital LLC– · 3 yearsCalabasas, CA · Adviser representative · Firm CRD 155948
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsEncino, CA · Adviser representative · Firm CRD 7691
- Banc of America Investment Services, Inc.– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 16361
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearCentury City, CA · Adviser representative · Firm CRD 7691
- Morgan Stanley– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Jennifer Brown is registered as an investment adviser representative in California, since September 2022.
- CaliforniaSince 15 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 18 March 2005 |
| Series 66 | Uniform Combined State Law Examination | 15 March 2005 |
| Series 7 | General Securities Representative Examination | 1 March 2005 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jennifer Caryn Brown
- CRD
- 4898981
- Firm
- Prosperitas Financial · CRD 315768
- Office
- Northridge, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Jennifer Brown work?
Jennifer Brown is an investment adviser representative registered through Prosperitas Financial, LLC since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Jennifer Brown a financial advisor?
Yes. Jennifer Brown has a current investment-adviser registration in California, through Prosperitas Financial since September 2022.
How many years of experience does Jennifer Brown have?
Jennifer Brown has 21 years in the financial industry, since May 2005, across 6 adviser firms.
What exams has Jennifer Brown passed?
Jennifer Brown has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in March 2005.
Where did Jennifer Brown work before Prosperitas Financial?
Before Prosperitas Financial, Jennifer Brown was registered through Goldey Capital LLC, November 2012 to November 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2009 to October 2012; Banc of America Investment Services, Inc., April 2008 to October 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2006 to April 2008; Morgan Stanley, April 2005 to July 2006.
Where is Jennifer Brown based?
Jennifer Brown’s registered office is in Northridge, CA.
Is Jennifer Brown registered with FINRA?
No. Jennifer Brown has no current broker registration.
How can I verify Jennifer Brown’s record?
Search CRD 4898981 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Brown’s full registration record.
