Jeffrey Shaw has been an investment adviser representative at Round Rock Advisors since September 2023, and is not listed among the firm’s executive officers or direct owners.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Jeffrey Shaw’s longest registration was 32 years at Armstrong Shaw Associates Inc. (1991–2024). Before joining Round Rock Advisors in 2023, Jeffrey Shaw was registered through Armstrong Shaw Associates Inc.
- Round Rock Advisors LLCCurrent– present · 3 yearsWilton, CT · Adviser representative · Firm CRD 286007
- Armstrong Shaw Associates Inc.– · 32 yearsNew Canaan, CT · Adviser representative · Firm CRD 107957
Investment adviser representative registrations
Jeffrey Shaw is registered as an investment adviser representative in 2 states. The first approvals date from September 2023; the most recent is New York, in October 2023.
- ConnecticutSince 21 September 2023
- New YorkSince 2 October 2023
Examinations
No examinations are on Jeffrey Shaw’s record.
- Full name
- Jeffrey Mitchell Shaw
- CRD
- 2818085
- Firm
- Round Rock Advisors · CRD 286007
- Office
- 187 DANBURY ROAD, SUITE 201, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- August 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Shaw work?
Jeffrey Shaw is an investment adviser representative registered through Round Rock Advisors LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Shaw a financial advisor?
Yes. Jeffrey Shaw has a current investment-adviser registration in Connecticut and New York, through Round Rock Advisors since September 2023.
How many years of experience does Jeffrey Shaw have?
Jeffrey Shaw has 35 years in the financial industry, since August 1991, across 2 adviser firms.
Where is Jeffrey Shaw based?
Jeffrey Shaw’s registered office is in Wilton, CT.
Is Jeffrey Shaw registered with FINRA?
No. Jeffrey Shaw has no current broker registration.
How can I verify Jeffrey Shaw’s record?
Search CRD 2818085 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Shaw’s full registration record.
