Jeffrey Jagard has been an investment adviser representative at Avalan since August 2021, and is not listed among the firm’s executive officers or direct owners.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Jeffrey Jagard’s longest registration was 7 years at Alliancebernstein L.P. (2007–2014). Before joining Avalan in 2021, Jeffrey Jagard was registered through Miracle Mile Advisors, LLC and Alliancebernstein L.P.
- Miracle Mile Advisors, LLC– · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 143483
- Alliancebernstein L.P.– · 7 yearsDenver, CO · Adviser representative · Firm CRD 108477
Investment adviser representative registrations
Jeffrey Jagard is registered as an investment adviser representative in 2 states. The first approvals date from August 2021; the most recent is Utah, in April 2022.
- CaliforniaSince 26 August 2021
- UtahSince 11 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2018 |
| Series 30 | NFA Branch Manager Examination | 3 August 2015 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 7 November 2014 |
| Series 66 | Uniform Combined State Law Examination | 22 March 2007 |
| Series 31 | Futures Managed Funds Examination | 20 March 2007 |
| Series 7 | General Securities Representative Examination | 17 March 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 May 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- NFA Branch Manager Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Frank Jagard
- CRD
- 4601379
- Firm
- Avalan · CRD 156109
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Jagard work?
Jeffrey Jagard is an investment adviser representative registered through Avalan, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Jagard a financial advisor?
Yes. Jeffrey Jagard has a current investment-adviser registration in California and Utah, through Avalan since August 2021.
How many years of experience does Jeffrey Jagard have?
Jeffrey Jagard has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Jeffrey Jagard passed?
Jeffrey Jagard has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 31, Series 66, Series 3, Series 30 and Series 65. The earliest, the Series 6, was passed in May 2004. FINRA credited Jeffrey Jagard with the SIE, which began in October 2018.
Where did Jeffrey Jagard work before Avalan?
Before Avalan, Jeffrey Jagard was registered through Miracle Mile Advisors, LLC, March 2018 to July 2021; Alliancebernstein L.P., March 2007 to December 2014.
Where is Jeffrey Jagard based?
Jeffrey Jagard’s registered office is in Santa Barbara, CA.
Is Jeffrey Jagard registered with FINRA?
No. Jeffrey Jagard has no current broker registration.
How can I verify Jeffrey Jagard’s record?
Search CRD 4601379 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Jagard’s full registration record.