Jeffrey Gibbons has been an investment adviser representative at RIA Advisory Group since September 2017, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Jeffrey Gibbons’ longest registration was 12 years at LPL Financial LLC (2003–2015). Before joining RIA Advisory Group in 2017, Jeffrey Gibbons was registered through Visionpoint Advisory Group and LPL Financial LLC.
- RIA Advisory Group, LLCCurrent– present · 9 yearsAmes, IA · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 3 yearsAmes, IA · Adviser representative · Firm CRD 168733
- LPL Financial LLC– · 12 yearsAmes, IA · Adviser representative · Firm CRD 6413
- U.S. Bancorp Piper Jaffray Inc.– · 2 yearsAmes, IA · Adviser representative · Firm CRD 665
Investment adviser representative registrations
Jeffrey Gibbons is registered as an investment adviser representative in Iowa, since September 2017.
- IowaSince 18 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2001 |
| Series 7 | General Securities Representative Examination | 24 May 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 September 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 July 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Jeffrey Lawrence Gibbons
- CRD
- 1966106
- Firm
- RIA Advisory Group · CRD 152566
- Office
- 2305 Dayton Ridge Road, Ames, IA 50010
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Gibbons work?
Jeffrey Gibbons is an investment adviser representative registered through RIA Advisory Group, LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Gibbons a financial advisor?
Yes. Jeffrey Gibbons has a current investment-adviser registration in Iowa, through RIA Advisory Group since September 2017.
How many years of experience does Jeffrey Gibbons have?
Jeffrey Gibbons has 25 years in the financial industry, since March 2001, across 4 adviser firms.
What exams has Jeffrey Gibbons passed?
Jeffrey Gibbons has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in July 1989. FINRA credited Jeffrey Gibbons with the SIE, which began in October 2018.
Where did Jeffrey Gibbons work before RIA Advisory Group?
Before RIA Advisory Group, Jeffrey Gibbons was registered through LPL Financial LLC, September 2003 to November 2015; U.S. Bancorp Piper Jaffray Inc., March 2001 to October 2003.
Where is Jeffrey Gibbons based?
Jeffrey Gibbons’ registered office is in Ames, IA.
Is Jeffrey Gibbons registered with FINRA?
No. Jeffrey Gibbons has no current broker registration.
How can I verify Jeffrey Gibbons’ record?
Search CRD 1966106 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Gibbons’ full registration record.
