Jeffery Thompson has been an investment adviser representative at Avalan since January 2021, and is not listed among the firm’s executive officers or direct owners.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Jeffery Thompson’s longest registration is the current one, 5 years at Avalan since 2021. Before joining Avalan in 2021, Jeffery Thompson was registered through Miracle Mile Advisors, LLC and Strategic Advisers, Inc.
- Miracle Mile Advisors, LLC– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 143483
- Strategic Advisers, Inc.– · 5 yearsIndianapolis, IN · Adviser representative · Firm CRD 104555
- Edward Jones– · under a yearCarmel, IN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Jeffery Thompson is registered as an investment adviser representative in California, since January 2021.
- CaliforniaSince 20 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 January 2011 |
| Series 7 | General Securities Representative Examination | 6 January 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffery Dale Thompson
- CRD
- 5866005
- Firm
- Avalan · CRD 156109
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffery Thompson work?
Jeffery Thompson is an investment adviser representative registered through Avalan, LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jeffery Thompson a financial advisor?
Yes. Jeffery Thompson has a current investment-adviser registration in California, through Avalan since January 2021.
How many years of experience does Jeffery Thompson have?
Jeffery Thompson has 14 years in the financial industry, since June 2012, across 4 adviser firms.
What exams has Jeffery Thompson passed?
Jeffery Thompson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2011. FINRA credited Jeffery Thompson with the SIE, which began in October 2018.
Where did Jeffery Thompson work before Avalan?
Before Avalan, Jeffery Thompson was registered through Miracle Mile Advisors, LLC, May 2018 to July 2020; Strategic Advisers, Inc., January 2012 to June 2017; Edward Jones, January 2011 to January 2012.
Where is Jeffery Thompson based?
Jeffery Thompson’s registered office is in Santa Barbara, CA.
Is Jeffery Thompson registered with FINRA?
No. Jeffery Thompson has no current broker registration.
How can I verify Jeffery Thompson’s record?
Search CRD 5866005 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffery Thompson’s full registration record.