Jay Fong has been Managing Member of Concentrum Wealth Management since April 2013, is a control person of the firm and directly owns between 50% and 75% of it. Jay Fong holds a Bachelor of Science in education with a major in kinesiology from the University of Arkansas.
Concentrum Wealth Management, Inc. is a San Jose, CA firm with $987M under management, 420 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Jay C. Fong is Managing Partner of Concentrum Wealth Management, which he established in 2013 with his brother, Jeff. He has provided counsel to investors since 1998 and held positions as senior vice president of investments with previous firms before founding Concentrum.
Jay Fong’s longest registration is the current one, 13 years at Concentrum Wealth Management since 2013. Before joining Concentrum Wealth Management in 2013, Jay Fong was registered through Raymond James & Associates, Inc. and Wachovia Securities, LLC.
- Concentrum Wealth ManagementCurrent– present · 13 yearsSan Jose, CA · Adviser representative · Firm CRD 167151
- Raymond James & Associates, Inc.– · 4 yearsSan Jose, CA · Adviser representative · Firm CRD 705
- Wachovia Securities, LLC– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 4
- Citigroup Global Markets Inc.– · 4 yearsSan Jose, CA · Adviser representative · Firm CRD 7059
Professional designations
Listed by Concentrum Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jay Fong is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2013; the most recent is Texas, in January 2014.
- CaliforniaSince 19 April 2013
- TexasResidentSince 30 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 3 December 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 May 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 1999 |
| Series 7 | General Securities Representative Examination | 20 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jay Christopher Fong
- CRD
- 3242313
- Firm
- Concentrum Wealth Management · CRD 167151
- Role
- Managing Member
- Office
- 353 PIERCY ROAD, San Jose, CA 95138
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- concentrumwealth.com
Where does Jay Fong work?
Jay Fong has been Managing Member of Concentrum Wealth Management, Inc. since April 2013, and is a control person of the firm.
Is Jay Fong a financial advisor?
Yes. Jay Fong has a current investment-adviser registration in California and Texas, through Concentrum Wealth Management since April 2013.
How many years of experience does Jay Fong have?
Jay Fong has 27 years in the financial industry, since July 1999, across 5 adviser firms.
What exams has Jay Fong passed?
Jay Fong has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in July 1999. FINRA credited Jay Fong with the SIE, which began in October 2018.
Where did Jay Fong work before Concentrum Wealth Management?
Before Concentrum Wealth Management, Jay Fong was registered through Wachovia Securities, LLC, January 2008 to March 2009; A. G. Edwards & Sons, Inc., April 2006 to January 2008; Citigroup Global Markets Inc., June 2001 to April 2006.
Where is Jay Fong based?
Jay Fong’s registered office is in San Jose, CA.
Is Jay Fong registered with FINRA?
Yes. Jay Fong has a current broker registration, under CRD 3242313.
Source: FINRA BrokerCheck
Is Jay Fong a CFP?
Concentrum Wealth Management lists Jay Fong with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jay Fong’s record?
Search CRD 3242313 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jay Fong’s full registration record.
- Jonathan KastingChief Compliance Officer
Jeffery FongManaging Member