Jeffery Fong has been Managing Member of Concentrum Wealth Management since April 2013, is a control person of the firm and directly owns between 50% and 75% of it. Jeffery Fong holds a Bachelor of Science in business administration from the University of Arkansas.
Concentrum Wealth Management, Inc. is a San Jose, CA firm with $987M under management, 420 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Jeffery E. Fong is Managing Partner of Concentrum Wealth Management, which he established in 2013 with his brother, Jay. He began his financial career with Kemper Securities (later Everen Securities, now Wachovia) in 1994 and went on to become a senior vice president of investments with previous firms.
Jeffery Fong’s longest registration is the current one, 13 years at Concentrum Wealth Management since 2013. Before joining Concentrum Wealth Management in 2013, Jeffery Fong was registered through Raymond James & Associates, Inc. and Wachovia Securities, LLC.
- Concentrum Wealth ManagementCurrent– present · 13 yearsScottsdale, AZ · Adviser representative · Firm CRD 167151
- Raymond James & Associates, Inc.– · 4 yearsSan Jose, CA · Adviser representative · Firm CRD 705
- Wachovia Securities, LLC– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 4
- Citigroup Global Markets Inc.– · 4 yearsSan Jose, CA · Adviser representative · Firm CRD 7059
Professional designations
Listed by Concentrum Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jeffery Fong is registered as an investment adviser representative in Arizona, since May 2024.
- ArizonaSince 15 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 3 December 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 May 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1994 |
| Series 7 | General Securities Representative Examination | 2 August 1994 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffery Eric Fong
- CRD
- 2472690
- Firm
- Concentrum Wealth Management · CRD 167151
- Role
- Managing Member
- Office
- Scottsdale, AZ
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- concentrumwealth.com
Where does Jeffery Fong work?
Jeffery Fong has been Managing Member of Concentrum Wealth Management, Inc. since April 2013, and is a control person of the firm.
Is Jeffery Fong a financial advisor?
Yes. Jeffery Fong has a current investment-adviser registration in Arizona, through Concentrum Wealth Management since April 2013.
How many years of experience does Jeffery Fong have?
Jeffery Fong has 32 years in the financial industry, since August 1994, across 5 adviser firms.
What exams has Jeffery Fong passed?
Jeffery Fong has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 99TO. The earliest, the Series 7, was passed in August 1994. FINRA credited Jeffery Fong with the SIE, which began in October 2018.
Where did Jeffery Fong work before Concentrum Wealth Management?
Before Concentrum Wealth Management, Jeffery Fong was registered through Wachovia Securities, LLC, January 2008 to March 2009; A. G. Edwards & Sons, Inc., April 2006 to January 2008; Citigroup Global Markets Inc., June 2001 to April 2006.
Where is Jeffery Fong based?
Jeffery Fong’s registered office is in Scottsdale, AZ.
Is Jeffery Fong registered with FINRA?
Yes. Jeffery Fong has a current broker registration, under CRD 2472690.
Source: FINRA BrokerCheck
Is Jeffery Fong a CFP?
Concentrum Wealth Management lists Jeffery Fong with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jeffery Fong’s record?
Search CRD 2472690 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffery Fong’s full registration record.
- Jonathan KastingChief Compliance Officer
Jay FongManaging Member