Jason Wong has been an investment adviser representative at Sfga since January 2014, and is not listed among the firm’s executive officers or direct owners.
Sfga LLC is a Honolulu, HI firm with $110M under management, 458 clients and 5 advisers across 2 offices, as of its May 2026 filing.
Jason Wong’s longest registration is the current one, 12 years at Sfga since 2014. Before joining Sfga in 2014, Jason Wong was registered through United Planners' Financial Services of America A Limited Partner and Securities America Advisors, Inc.
- – present · 12 yearsHonolulu, HI · Adviser representative · Firm CRD 168645
- United Planners' Financial Services of America A Limited Partner– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 20804
- Securities America Advisors, Inc.– · 4 yearsHonolulu, HI · Adviser representative · Firm CRD 110518
- Brecek & Young Advisors, Inc.– · 1 yearHonolulu, HI · Adviser representative · Firm CRD 40395
- LPL Financial Corporation– · 6 yearsHonolulu, HI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Jason Wong is registered as an investment adviser representative in Hawaii, since January 2014.
- HawaiiSince 7 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 22 January 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 January 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 January 1998 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jason Lloyd Wong
- CRD
- 2965770
- Firm
- Sfga · CRD 168645
- Office
- 1357 KAPIOLANI BLVD, STE 1140, Honolulu, HI 96814
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jason Wong work?
Jason Wong is an investment adviser representative registered through Sfga LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Jason Wong a financial advisor?
Yes. Jason Wong has a current investment-adviser registration in Hawaii, through Sfga since January 2014.
How many years of experience does Jason Wong have?
Jason Wong has 28 years in the financial industry, since February 1998, across 5 adviser firms.
What exams has Jason Wong passed?
Jason Wong has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7TO. The earliest, the Series 63, was passed in January 1998. FINRA credited Jason Wong with the SIE, which began in October 2018.
Where did Jason Wong work before Sfga?
Before Sfga, Jason Wong was registered through Securities America Advisors, Inc., January 2009 to May 2013; Brecek & Young Advisors, Inc., January 2008 to January 2009; LPL Financial Corporation, March 2001 to January 2008.
Where is Jason Wong based?
Jason Wong’s registered office is in Honolulu, HI.
Is Jason Wong registered with FINRA?
Yes. Jason Wong has a current broker registration, under CRD 2965770.
Source: FINRA BrokerCheck
How can I verify Jason Wong’s record?
Search CRD 2965770 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jason Wong’s full registration record.