Career
Jason Frain has been President and Manager of Transamerica Retirement Advisors since September 2024. Jason Frain is a control person of the firm and directly owns under 5% of it. Jason Frain studied BSBA in actuarial science at the University of Hartford.
Transamerica Retirement Advisors, LLC is a Cedar Rapids, IA firm with $18.8B under management, 212,722 clients and 173 advisers across 174 offices, as of its March 2026 filing.
Transamerica’s August 25, 2025 announcement named Jason Frain head of Retirement Solutions, leading product strategy and development. It describes earlier product leadership roles at Brighthouse Financial.
No adviser firm registrations are on Jason Frain’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 2006 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 30 May 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 May 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Jason Scott Frain
- CRD
- 5141625
- Firm bio
- prnewswire.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jason Frain work?
Jason Frain has been President and Manager of Transamerica Retirement Advisors, LLC since September 2024, and is a control person of the firm.
Does Jason Frain have a current investment-adviser registration?
Jason Frain has a current broker registration and no current investment-adviser registration.
What exams has Jason Frain passed?
Jason Frain has passed 3 licensing exams: the Series 6, Series 26 and Series 63. The earliest, the Series 6, was passed in May 2006. FINRA credited Jason Frain with the SIE, which began in October 2018.