Career
Gregg Holgate has been Manager of Transamerica Retirement Advisors since December 2024. Gregg Holgate is a control person of the firm and directly owns under 5% of it. Gregg Holgate holds a BA from Arizona State University.
Transamerica Retirement Advisors, LLC is a Cedar Rapids, IA firm with $18.8B under management, 212,722 clients and 173 advisers across 174 offices, as of its March 2026 filing.
Transamerica’s July 16, 2024 announcement named Gregg Holgate head of Inforce Management & Client Engagement for its retirement business. The announcement describes earlier leadership roles at Lincoln Financial Group, Voya Financial and ING.
- – present · 2 yearsWest Chester, PA · Adviser representative · Firm CRD 107319
- Lincoln Financial Advisors Corporation– · 6 yearsRadnor, PA · Adviser representative · Firm CRD 3978
- Voya Financial Advisors, Inc.– · 2 yearsWest Chester, PA · Adviser representative · Firm CRD 2882
- Ing Financial Advisers, LLC– · 10 yearsWest Chester, PA · Adviser representative · Firm CRD 34815
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Pennsylvania | Approved | 26 July 2024 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 June 2000 |
| Series 24 | General Securities Principal Examination | 24 May 2000 |
| Series 7 | General Securities Representative Examination | 17 July 1998 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 March 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 November 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Gregg William Holgate
- CRD
- 2818725
- Office
- West Chester, PA
- Firm bio
- prnewswire.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Gregg Holgate work?
Gregg Holgate has been Manager of Transamerica Retirement Advisors, LLC since December 2024, and is a control person of the firm.
Is Gregg Holgate a financial advisor?
Yes. Gregg Holgate has a current investment-adviser registration in Pennsylvania, through Transamerica Retirement Advisors since July 2024.
How many years of experience does Gregg Holgate have?
Gregg Holgate has 28 years in the financial industry, since March 1998, across 4 adviser firms.
What exams has Gregg Holgate passed?
Gregg Holgate has passed 5 licensing exams: the Series 6, Series 26, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in November 1996. FINRA credited Gregg Holgate with the SIE, which began in October 2018.
Where did Gregg Holgate work before Transamerica Retirement Advisors?
Before Transamerica Retirement Advisors, Gregg Holgate was registered through Lincoln Financial Advisors Corporation, March 2017 to August 2023; Voya Financial Advisors, Inc., February 2014 to January 2017; Ing Financial Advisers, LLC, October 2003 to February 2014.
Where is Gregg Holgate based?
Gregg Holgate’s registered office is in West Chester, PA.