Jason Arena has been an investment adviser representative at Investmark Advisory Group since August 2026, and is not listed among the firm’s executive officers or direct owners. Jason Arena holds a Bachelor of Science in Finance from Quinnipiac University and a Master of Science in Financial Planning from Bentley University.
Investmark Advisory Group LLC is a Shelton, CT firm with $930M under management, 690 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Jason T. Arena is Senior Wealth Advisor of Investmark Advisory Group. He has advised individuals, families and institutional clients for over 20 years. Before joining Investmark, he was Managing Principal of a boutique wealth management firm in Westport, Connecticut, and earlier a Vice President in the Investment Management Division at Goldman Sachs, where he advised clients from New York, Sydney and Singapore. He began his career with Investmark as a high school intern in 2000.
Jason Arena’s longest registration was 9 years at Catum Advisory Group, LLC. (2017–2026). Before joining Investmark Advisory Group in 2026, Jason Arena was registered through Catum Advisory Group, LLC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · under a yearShelton, CT · Adviser representative · Firm CRD 121060
- Catum Advisory Group, LLC.– · 9 yearsWilton, CT · Adviser representative · Firm CRD 277148
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearGreenwich, CT · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Jason Arena is registered as an investment adviser representative in Connecticut, since August 2026.
- ConnecticutSince 19 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 19 July 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 January 2006 |
| Series 7 | General Securities Representative Examination | 3 September 2005 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason Thomas Arena
- CRD
- 4968383
- Firm
- Investmark Advisory Group · CRD 121060
- Office
- 3 ENTERPRISE DRIVE, FOURTH FLOOR, Shelton, CT 06484
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- investmark.net
Where does Jason Arena work?
Jason Arena is an investment adviser representative registered through Investmark Advisory Group LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jason Arena a financial advisor?
Yes. Jason Arena has a current investment-adviser registration in Connecticut, through Investmark Advisory Group since August 2026.
How many years of experience does Jason Arena have?
Jason Arena has 20 years in the financial industry, since August 2006, across 3 adviser firms.
What exams has Jason Arena passed?
Jason Arena has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in September 2005. FINRA credited Jason Arena with the SIE, which began in October 2018.
Where did Jason Arena work before Investmark Advisory Group?
Before Investmark Advisory Group, Jason Arena was registered through Catum Advisory Group, LLC., February 2017 to August 2026; Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2006 to February 2008.
Where is Jason Arena based?
Jason Arena’s registered office is in Shelton, CT.
Is Jason Arena registered with FINRA?
No. Jason Arena has no current broker registration.
How can I verify Jason Arena’s record?
Search CRD 4968383 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Arena’s full registration record.
