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Scott Williams

Chief Compliance Officer at Investmark Advisory Group in Shelton, CT

Investment adviser registrationUpdated

Scott Williams is Chief Compliance Officer of Investmark Advisory Group LLC, an investment adviser managing $930M, and works from its Shelton, CT office. Scott Williams has been registered as an investment adviser representative through Investmark Advisory Group since 2 March 2026, has 0 years in the industry across 2 firms and has passed the Series 65.

0
Years in industry
0
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Scott Williams has been Chief Compliance Officer of Investmark Advisory Group since January 2011, is a control person of the firm and directly owns under 5% of it.

Investmark Advisory Group LLC is a Shelton, CT firm with $930M under management, 690 clients and 10 advisers across 5 offices, as of its March 2026 filing.

Scott Williams’ longest registration is the current one, under a year at Commonwealth Financial Network since 2025.

  1. Investmark Advisory Group LLCCurrent
    – present · under a year
    Shelton, CT · Adviser representative · Firm CRD 121060
  2. Commonwealth Financial NetworkAlso current
    – present · under a year
    Shelton, CT · Adviser representative · Firm CRD 8032

Credentials and registrations

Investment adviser representative registrations

Scott Williams is registered as an investment adviser representative in Connecticut, since November 2025.

  • ConnecticutSince 18 November 2025

Examinations

Series 6518 November 2025
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Scott K Williams
CRD
5125568
Firm
Investmark Advisory Group · CRD 121060
Role
Chief Compliance Officer
Office
3 ENTERPRISE DRIVE, FOURTH FLOOR, Shelton, CT 06484
Registration
Investment adviser registration
In the industry since
November 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Scott Williams work?

Scott Williams has been Chief Compliance Officer of Investmark Advisory Group LLC since January 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 March 2026

Is Scott Williams a financial advisor?

Yes. Scott Williams has a current investment-adviser registration in Connecticut, through Investmark Advisory Group since March 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Scott Williams have?

Scott Williams has 0 years in the financial industry, since November 2025, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Scott Williams passed?

Scott Williams passed the Series 65 in November 2025.

Source: IAPD individual record, checked 22 October 2026

Where is Scott Williams based?

Scott Williams’ registered office is in Shelton, CT.

Source: IAPD individual record, checked 22 October 2026

Is Scott Williams registered with FINRA?

No. Scott Williams has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Scott Williams’ record?

Search CRD 5125568 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Williams’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Investmark Advisory Group

Sources

  1. IAPD individual record, CRD 5125568, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Investmark Advisory Group LLC, filed 5 March 2026. Title, control and ownership bands.
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