Nicholas Christie has held the title Member at Investmark Advisory Group since November 2016, is a control person of the firm and directly owns between 10% and 25% of it. Nicholas Christie holds a BS in finance from Syracuse University.
Investmark Advisory Group LLC is a Shelton, CT firm with $930M under management, 690 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Nicholas T. Christie is Managing Principal, Chief Investment Officer and Chief Operations Officer of Investmark Advisory Group. He has been with the firm for over two decades and focuses on portfolio strategy, implementation and financial planning for clients. He chairs the firm's Investment Management Committee. Before Investmark, he was a portfolio analyst at J.P. Morgan in New York and earlier an accounting analyst at Fidelity Investments in Boston.
Nicholas Christie’s longest registration is the current one, 23 years at Investmark Advisory Group since 2003.
- Commonwealth Financial NetworkAlso current– present · 20 yearsShelton, CT · Adviser representative · Firm CRD 8032
- – present · 23 yearsShelton, CT · Adviser representative · Firm CRD 121060
Professional designations
Listed by Investmark Advisory Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Nicholas Christie is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2003; the most recent is Texas, in March 2026.
- ConnecticutSince 18 February 2003
- TexasResidentSince 12 January 2012
- TexasSince 24 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 21 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 December 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 February 2001 |
| Series 7 | General Securities Representative Examination | 25 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Thomas Christie
- CRD
- 4285089
- Firm
- Investmark Advisory Group · CRD 121060
- Role
- Member
- Office
- 3 ENTERPRISE DRIVE, FOURTH FLOOR, Shelton, CT 06484
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- investmark.net
Where does Nicholas Christie work?
Nicholas Christie has held the title Member at Investmark Advisory Group LLC since November 2016, and is a control person of the firm.
Is Nicholas Christie a financial advisor?
Yes. Nicholas Christie has a current investment-adviser registration in Connecticut, Texas and Texas, through Investmark Advisory Group since February 2003.
How many years of experience does Nicholas Christie have?
Nicholas Christie has 25 years in the financial industry, since October 2000, across 2 adviser firms.
What exams has Nicholas Christie passed?
Nicholas Christie has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in October 2000. FINRA credited Nicholas Christie with the SIE, which began in October 2018.
Where is Nicholas Christie based?
Nicholas Christie’s registered office is in Shelton, CT.
Is Nicholas Christie registered with FINRA?
Yes. Nicholas Christie has a current broker registration, under CRD 4285089.
Source: FINRA BrokerCheck
Is Nicholas Christie a CFP?
Investmark Advisory Group lists Nicholas Christie with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Christie’s record?
Search CRD 4285089 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Christie’s full registration record.
