Skip to content

Jana Hovey

Investment adviser representative at Richard P. Slaughter Associates in Austin, TX

Investment adviser registrationUpdated

Jana Hovey is an investment adviser representative at Richard P. Slaughter Associates, Inc., an investment adviser managing $905M, and works from its Austin, TX office. Jana Hovey has been registered through Richard P. Slaughter Associates since 12 April 2011, has 15 years in the industry across 1 firm and has passed the Series 6, Series 63 and Series 65.

15
Years in industry
15
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Jana Hovey has been an investment adviser representative at Richard P. Slaughter Associates since April 2011, and is not listed among the firm’s executive officers or direct owners.

Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.

  1. – present · 15 years
    Austin, TX · Adviser representative · Firm CRD 109080

Credentials and registrations

Investment adviser representative registrations

Jana Hovey is registered as an investment adviser representative in 2 states. The first approvals date from April 2011; the most recent is New Mexico, in February 2014.

  • New MexicoSince 11 February 2014
  • TexasSince 12 April 2011

Examinations

Series 6511 April 2011
Name
Uniform Investment Adviser Law Examination
Series 6316 June 1999
Name
Uniform Securities Agent State Law Examination
Series 61 June 1999
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Jana Lynn Hovey
CRD
3231570
Office
9600 NORTH MOPAC, SUITE 600, Austin, TX 78759
Registration
Investment adviser registration
In the industry since
April 2011
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Jana Hovey work?

Jana Hovey is an investment adviser representative registered through Richard P. Slaughter Associates, Inc. since April 2011, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Jana Hovey a financial advisor?

Yes. Jana Hovey has a current investment-adviser registration in New Mexico and Texas, through Richard P. Slaughter Associates since April 2011.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Jana Hovey have?

Jana Hovey has 15 years in the financial industry, since April 2011, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Jana Hovey passed?

Jana Hovey has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 1999.

Source: IAPD individual record, checked 24 October 2026

Where is Jana Hovey based?

Jana Hovey’s registered office is in Austin, TX.

Source: IAPD individual record, checked 24 October 2026

Is Jana Hovey registered with FINRA?

No. Jana Hovey has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Jana Hovey’s record?

Search CRD 3231570 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jana Hovey’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Richard P. Slaughter Associates

Sources

  1. IAPD individual record, CRD 3231570, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Richard P. Slaughter Associates, Inc., filed 27 August 2026. Executive officers and direct owners; this person is not among them.