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James Taylor

Director at Wasatch Advisors

Investment adviser registrationSalt Lake City, UTSEC record checked 17 October 2026

25
Years in the industry
25
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

James Taylor is Director of Wasatch Advisors LP, a Salt Lake City investment adviser managing $23.3B. James Taylor has been registered through Wasatch Advisors since 1 January 2001, has 25 years in the industry across 1 firm and has passed the Series 66.

Role at Wasatch Advisors

Title on Schedule A
Director
Control
James Taylor is a control person of Wasatch Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Taylor has held the filed role since November 2004.

The firm

Wasatch Advisors LP
Salt Lake City, UT

Form ADV filed 16 March 2026

$23.3B AUM239 clients41 advisers1 offices

Career on record

James Taylor has been registered through Wasatch Advisors since January 2001.

Firms and exams, newest first
  1. Wasatch Advisors LPCurrent
    – present · 26 years
    Salt Lake City, UT · Adviser representative · Firm CRD 106081
  2. Passed Series 66 · 2000

Registrations and exams

James Taylor has a current investment-adviser registration in Utah and has passed 1 qualifying exam.

Utah1 January 2001
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6615 November 2000
Name
Uniform Combined State Law Examination

Individual record

Full name
James Bradley Taylor
CRD
4521608
Firm
Wasatch Advisors LP
Registration status
Investment adviser registration
Office
505 Wakara Way, 3rd Floor, Salt Lake City, UT 84108

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Taylor work?

James Taylor has been Director of Wasatch Advisors LP since November 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 March 2026

Is James Taylor a financial advisor?

Yes. James Taylor has a current investment-adviser registration in Utah, through Wasatch Advisors since January 2001, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does James Taylor have?

James Taylor has worked in the financial industry for 25 years as of 17 October 2026, counted from 1 January 2001, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has James Taylor passed?

James Taylor passed the Series 66 in November 2000.

Source: IAPD individual record, checked 17 October 2026

Where is James Taylor based?

James Taylor’s registered office is in Salt Lake City, UT.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wasatch Advisors

  • Michael Yeates
    Director, Chief Executive Officer
  • Hollie Strasburg
    Director, Chief Operating Officer
  • Daniel Thurber
    Director, Secretary, Chief Compliance Officer, General Counsel
  • Eric Bergeson
    Director
  • Jeffrey Cardon
    Director
  • Ajay Krishnan
    Director, Portfolio Manager
  • Dustin McCarty
    Director, Head of Distribution
  • Ryan Snow
    Director, Portfolio Manager
  • Catherine Swenson
    Director, Director of Client Relations
  • Michael Valentine
    Director, Portfolio Manager

Sources

  1. IAPD individual record, CRD 4521608. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wasatch Advisors LP, filed 16 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Taylor or Wasatch Advisors LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.