Role at Wasatch Advisors
- Title on Schedule A
- Director
- Control
- Eric Bergeson is a control person of Wasatch Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Eric Bergeson has held the filed role since December 2005.
The firm
Form ADV filed 16 March 2026
Career on record
Eric Bergeson has been registered through Wasatch Advisors since January 2000.
- Passed SIE · 2018
- Passed Series 6, Series 63 and Series 26 · 2003
- Wasatch Advisors LPCurrent– present · 27 yearsSalt Lake City, UT · Adviser representative · Firm CRD 106081
- Passed Series 65 · 1999
Registrations and exams
Eric Bergeson has a current investment-adviser registration in Utah and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Utah | Investment adviser representative | Approved | 1 January 2000 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 October 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 6 June 2003 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 April 2003 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Eric Scott Bergeson
- CRD
- 4521603
- Registration status
- Investment adviser registration
- Office
- 505 WAKARA WAY, 3RD FLOOR, Salt Lake City, UT 84108
- Firm bio
- wasatchglobal.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Wasatch identifies Eric Bergeson as a former president and current board member. The firm reports that he earned an M.B.A. from Stanford and a B.A. from Brigham Young University. Official firm biography
Common questions
Where does Eric Bergeson work?
Eric Bergeson has been Director of Wasatch Advisors LP since December 2005, and is a control person of the firm.
Is Eric Bergeson a financial advisor?
Yes. Eric Bergeson has a current investment-adviser registration in Utah, through Wasatch Advisors since January 2000, as of 17 October 2026.
How many years of experience does Eric Bergeson have?
Eric Bergeson has worked in the financial industry for 26 years as of 17 October 2026, counted from 1 January 2000, across 1 adviser firm.
What exams has Eric Bergeson passed?
Eric Bergeson has passed 5 licensing exams: the Series 65, Series 6, Series 63, Series 26 and SIE. The earliest, the Series 65, was passed in October 1999.
Where is Eric Bergeson based?
Eric Bergeson’s registered office is in Salt Lake City, UT.
Leadership at Wasatch Advisors
- Michael YeatesDirector, Chief Executive Officer
- Hollie StrasburgDirector, Chief Operating Officer
- Daniel ThurberDirector, Secretary, Chief Compliance Officer, General Counsel
- Jeffrey CardonDirector
- Ajay KrishnanDirector, Portfolio Manager
- Dustin McCartyDirector, Head of Distribution
- Ryan SnowDirector, Portfolio Manager
- Catherine SwensonDirector, Director of Client Relations
- James TaylorDirector
- Michael ValentineDirector, Portfolio Manager