Niva WealthLet’s talk

James Rhee

Director at Xponance

Officer record from the firm’s Form ADVForm ADV filed 3 September 2026

James Rhee is Director of Xponance LLC, a Philadelphia investment adviser.

Role at Xponance

Title on Schedule A
Director
Control
James Rhee is a control person of Xponance.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Rhee has held the filed role since February 2023.

The firm

Xponance LLC
Philadelphia, PA

Form ADV filed 3 September 2026

$24.3B AUM131 clients15 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for James Rhee is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
James Rhee
CRD
3117078
Firm
Xponance LLC
Record basis
Form ADV officer listing
Firm bio
xponance.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The Xponance team directory identifies James C. Rhee as an independent board member. Official firm team directory

Common questions

Where does James Rhee work?

James Rhee has been Director of Xponance LLC since February 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Leadership at Xponance

Sources

  1. IAPD individual lookup, CRD 3117078. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Xponance LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Xponance team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Rhee or Xponance LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.