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Donna James

Director at Xponance

Officer record from the firm’s Form ADVForm ADV filed 3 September 2026

Donna James is Director of Xponance LLC, a Philadelphia investment adviser.

Role at Xponance

Title on Schedule A
Director
Control
Donna James is a control person of Xponance.
Ownership
An individual ownership band is not available in the source record.
Tenure
Donna James has held the filed role since April 2014.

The firm

Xponance LLC
Philadelphia, PA

Form ADV filed 3 September 2026

$24.3B AUM131 clients15 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Donna James is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Donna James
CRD
1462109
Firm
Xponance LLC
Record basis
Form ADV officer listing
Firm bio
xponance.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Donna A. James is an independent board member of Xponance. Her official biography says she previously was president of Nationwide Strategic Investments and serves on several corporate and nonprofit boards. Official firm biography

Common questions

Where does Donna James work?

Donna James has been Director of Xponance LLC since April 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Leadership at Xponance

Sources

  1. IAPD individual lookup, CRD 1462109. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Xponance LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Xponance team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Donna James or Xponance LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.