James Patrick has been an investment adviser representative at Robert L. Bender, Inc. Dba Robert Bender & Associates since June 2025, and is not listed among the firm’s executive officers or direct owners.
Robert L. Bender, Inc. Dba Robert Bender & Associates is a Pasadena, CA firm with $511M under management, 341 clients and 2 advisers in one office, as of its February 2026 filing.
- – present · 1 yearPasadena, CA · Adviser representative · Firm CRD 109766
Investment adviser representative registrations
James Patrick is registered as an investment adviser representative in California, as a resident of California, since June 2025.
- CaliforniaResidentSince 3 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 June 2013 |
| Series 7 | General Securities Representative Examination | 14 May 2013 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Robert Patrick
- CRD
- 6184454
- Firm
- Robert L. Bender, Inc. Dba Robert Bender & Associates · CRD 109766
- Office
- 199 S. LOS ROBLES AVENUE, SUITE 530, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- June 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does James Patrick work?
James Patrick is an investment adviser representative registered through Robert L. Bender, Inc. Dba Robert Bender & Associates since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Patrick a financial advisor?
Yes. James Patrick has a current investment-adviser registration in California, through Robert L. Bender, Inc. Dba Robert Bender & Associates since June 2025.
How many years of experience does James Patrick have?
James Patrick has 1 year in the financial industry, since June 2025, across 1 adviser firm.
What exams has James Patrick passed?
James Patrick has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2013.
Where is James Patrick based?
James Patrick’s registered office is in Pasadena, CA.
Is James Patrick registered with FINRA?
No. James Patrick has no current broker registration.
How can I verify James Patrick’s record?
Search CRD 6184454 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Patrick’s full registration record.