Catherine Emmett is not listed as a control person, but directly owns under 5% of Robert L. Bender, Inc. Dba Robert Bender & Associates.
Robert L. Bender, Inc. Dba Robert Bender & Associates is an investment adviser based in Pasadena, CA, registered with the SEC since 1978. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $511 million, as filed on 10 February 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5029492
- Firm
- Robert L. Bender, Inc. Dba Robert Bender & Associates · CRD 109766
- Role
- Chief Compliance Officer
- In role since
- October 2004 · 22 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Pasadena, CA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Emmett work?
Catherine Emmett has been Chief Compliance Officer of Robert L. Bender, Inc. Dba Robert Bender & Associates since October 2004.
How can I verify Catherine Emmett’s record?
Catherine Emmett’s role is listed on Robert L. Bender, Inc. Dba Robert Bender & Associates’ Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 109766.