Career
James Nelson has been Chief Compliance Officer of Allianz Investment Management since July 2026. James Nelson is a control person of the firm and directly owns under 5% of it.
Allianz Investment Management LLC is a Minneapolis, MN firm with $19.1B under management, 74 clients and 7 advisers in one office, as of its September 2026 filing.
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for James Nelson is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- James Nelson
- CRD
- 1803456
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Nelson work?
James Nelson has been Chief Compliance Officer of Allianz Investment Management LLC since July 2026, and is a control person of the firm.