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Charles Champagne

Chief Executive Officer, Governor at Allianz Investment Management

Broker registration; no current adviser registration

Charles Champagne is Chief Executive Officer, Governor of Allianz Investment Management LLC, a Minneapolis investment adviser managing $19.1B. Charles Champagne has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63 and Series 24.

3
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Charles Champagne has been Chief Executive Officer, Governor of Allianz Investment Management since September 2026. Charles Champagne is a control person of the firm and directly owns under 5% of it.

Allianz Investment Management LLC is a Minneapolis, MN firm with $19.1B under management, 74 clients and 7 advisers in one office, as of its September 2026 filing.

Allianz Investment Management LLC’s leadership page, dated September 1, 2026, identifies Charles Champagne as Chief Executive Officer.

No adviser firm registrations are on Charles Champagne’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 249 June 2017
Name
General Securities Principal Examination
Series 6331 May 2016
Name
Uniform Securities Agent State Law Examination
Series 73 May 2016
Name
General Securities Representative Examination

Individual record

Full name
Charles Anthony Champagne
CRD
6607828

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Charles Champagne work?

Charles Champagne has been Chief Executive Officer, Governor of Allianz Investment Management LLC since September 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 September 2026

Does Charles Champagne have a current investment-adviser registration?

Charles Champagne has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Charles Champagne passed?

Charles Champagne has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in May 2016. FINRA credited Charles Champagne with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Allianz Investment Management

Sources

  1. IAPD individual record, CRD 6607828. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Allianz Investment Management LLC, filed 11 September 2026. Title, control and ownership bands.
  3. Allianz Investment Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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