James Mulzer has been an investment adviser representative at PlanWiser Financial since August 2024, and is not listed among the firm’s executive officers or direct owners.
Planwiser Financial, LLC is a Colorado Springs, CO firm with $169M under management, 224 clients and 2 advisers in one office, as of its October 2026 filing.
James Mulzer’s longest registration was 3 years at Mutual Advisors, LLC (2021–2024). Before joining PlanWiser Financial in 2024, James Mulzer was registered through Mutual Advisors, LLC and Edward Jones.
- Planwiser FinancialCurrent– present · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 331675
- Mutual Advisors, LLC– · 3 yearsColorado Springs, CO · Adviser representative · Firm CRD 167658
- Edward Jones– · 3 yearsColorado Springs, CO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
James Mulzer is registered as an investment adviser representative in 2 states. The first approvals date from August 2024; the most recent is Texas, in October 2024.
- ColoradoSince 21 August 2024
- TexasSince 31 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 September 2017 |
| Series 7 | General Securities Representative Examination | 11 September 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Edward Mulzer
- CRD
- 6834460
- Firm
- PlanWiser Financial · CRD 331675
- Office
- 3710 SINTON ROAD, SUITE 100, Colorado Springs, CO 80907
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does James Mulzer work?
James Mulzer is an investment adviser representative registered through Planwiser Financial, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Mulzer a financial advisor?
Yes. James Mulzer has a current investment-adviser registration in Colorado and Texas, through PlanWiser Financial since August 2024.
How many years of experience does James Mulzer have?
James Mulzer has 9 years in the financial industry, since September 2017, across 3 adviser firms.
What exams has James Mulzer passed?
James Mulzer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2017. FINRA credited James Mulzer with the SIE, which began in October 2018.
Where did James Mulzer work before PlanWiser Financial?
Before PlanWiser Financial, James Mulzer was registered through Edward Jones, October 2017 to January 2021.
Where is James Mulzer based?
James Mulzer’s registered office is in Colorado Springs, CO.
Is James Mulzer registered with FINRA?
No. James Mulzer has no current broker registration.
How can I verify James Mulzer’s record?
Search CRD 6834460 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Mulzer’s full registration record.