Lindsay Lingo has been Chief Compliance Officer of PlanWiser Financial since June 2026, is a control person of the firm and directly owns under 5% of it.
Planwiser Financial, LLC is a Colorado Springs, CO firm with $169M under management, 224 clients and 2 advisers in one office, as of its October 2026 filing.
Lindsay Lingo’s longest registration was 10 years at Sowell Management (2010–2021). Before joining PlanWiser Financial in 2026, Lindsay Lingo was registered through Signal Advisors Wealth, LLC and Mutual Advisors, LLC.
- Planwiser FinancialCurrent– present · under a yearGreenbrier, AR · Adviser representative · Firm CRD 331675
- Signal Advisors Wealth, LLC– · 3 yearsGreenbrier, AR · Adviser representative · Firm CRD 301086
- Mutual Advisors, LLC– · 1 yearCamarillo, CA · Adviser representative · Firm CRD 167658
- Sowell Management– · 10 yearsNorth Little Rock, AR · Adviser representative · Firm CRD 127145
Investment adviser representative registrations
Lindsay Lingo is registered as an investment adviser representative in 2 states. Each was approved in July 2026.
- ArkansasSince 13 July 2026
- ColoradoSince 7 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 17 February 2022 |
| SIE | Securities Industry Essentials Examination | 12 November 2021 |
| Series 66 | Uniform Combined State Law Examination | 4 December 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 April 2006 |
| Series 7 | General Securities Representative Examination | 27 January 2006 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lindsay Renee Lingo
- CRD
- 4767613
- Firm
- PlanWiser Financial · CRD 331675
- Role
- Chief Compliance Officer
- Office
- Greenbrier, AR
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Lindsay Lingo work?
Lindsay Lingo has been Chief Compliance Officer of Planwiser Financial, LLC since June 2026, and is a control person of the firm.
Is Lindsay Lingo a financial advisor?
Yes. Lindsay Lingo has a current investment-adviser registration in Arkansas and Colorado, through PlanWiser Financial since July 2026.
How many years of experience does Lindsay Lingo have?
Lindsay Lingo has 18 years in the financial industry, since July 2008, across 4 adviser firms.
What exams has Lindsay Lingo passed?
Lindsay Lingo has passed 5 licensing exams: the Series 7, Series 63, Series 66, SIE and Series 7TO. The earliest, the Series 7, was passed in January 2006.
Where did Lindsay Lingo work before PlanWiser Financial?
Before PlanWiser Financial, Lindsay Lingo was registered through Signal Advisors Wealth, LLC, January 2023 to June 2026; Mutual Advisors, LLC, June 2021 to June 2022; Sowell Management, September 2010 to July 2021.
Where is Lindsay Lingo based?
Lindsay Lingo’s registered office is in Greenbrier, AR.
Is Lindsay Lingo registered with FINRA?
No. Lindsay Lingo has no current broker registration.
How can I verify Lindsay Lingo’s record?
Search CRD 4767613 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lindsay Lingo’s full registration record.