James Meert has been an investment adviser representative at Apple Tree Asset Management since December 2023, and is not listed among the firm’s executive officers or direct owners.
Apple Tree Asset Management, LLC is a Fort Wayne, IN firm with $152M under management, 780 clients and 6 advisers across 2 offices, as of its March 2026 filing.
James Meert’s longest registration was 13 years at Meert/ Zoller Financial Group (2010–2023). Before joining Apple Tree Asset Management in 2023, James Meert was registered through Meert/ Zoller Financial Group.
- – present · 2 yearsFort Wayne, IN · Adviser representative · Firm CRD 298437
- Meert/ Zoller Financial Group– · 13 yearsHamilton, IN · Adviser representative · Firm CRD 152627
Investment adviser representative registrations
James Meert is registered as an investment adviser representative in Indiana, since December 2023.
- IndianaSince 14 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 2001 |
| Series 7 | General Securities Representative Examination | 29 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Leonard Meert
- CRD
- 4316339
- Firm
- Apple Tree Asset Management · CRD 298437
- Office
- 4321 FLAGSTAFF COVE, Fort Wayne, IN 46815
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does James Meert work?
James Meert is an investment adviser representative registered through Apple Tree Asset Management, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is James Meert a financial advisor?
Yes. James Meert has a current investment-adviser registration in Indiana, through Apple Tree Asset Management since December 2023.
How many years of experience does James Meert have?
James Meert has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has James Meert passed?
James Meert has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2001. FINRA credited James Meert with the SIE, which began in October 2018.
Where is James Meert based?
James Meert’s registered office is in Fort Wayne, IN.
Is James Meert registered with FINRA?
No. James Meert has no current broker registration.
How can I verify James Meert’s record?
Search CRD 4316339 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Meert’s full registration record.