Joseph Wiegand has held the title Member at Apple Tree Asset Management since October 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Apple Tree Asset Management, LLC is a Fort Wayne, IN firm with $152M under management, 780 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Joseph Wiegand’s longest registration was 6 years at Concorde Asset Management, LLC (2014–2021). Before joining Apple Tree Asset Management in 2021, Joseph Wiegand was registered through Concorde Asset Management, LLC and David R. Kern Asset Management.
- – present · 5 yearsFort Wayne, IN · Adviser representative · Firm CRD 298437
- Concorde Asset Management, LLC– · 6 yearsAngola, IN · Adviser representative · Firm CRD 140367
- David R. Kern Asset Management– · under a yearHuntertown, IN · Adviser representative · Firm CRD 115364
- American Portfolios Advisors, Inc– · 3 yearsHolbrook, NY · Adviser representative · Firm CRD 112697
- Financial Network Investment Corporation– · 1 yearAngola, IN · Adviser representative · Firm CRD 13572
- Shelton Financial Group, Inc.– · 4 yearsFort Wayne, IN · Adviser representative · Firm CRD 123318
- Blue Vase Securities, LLC– · 2 yearsFort Wayne, IN · Adviser representative · Firm CRD 46765
Investment adviser representative registrations
Joseph Wiegand is registered as an investment adviser representative in Indiana, since March 2021.
- IndianaSince 17 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 September 2001 |
| Series 7 | General Securities Representative Examination | 19 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Thomas Wiegand
- CRD
- 4435170
- Firm
- Apple Tree Asset Management · CRD 298437
- Role
- Member
- Office
- 4321 FLAGSTAFF COVE, Fort Wayne, IN 46815
- Registration
- Investment adviser registration
- In the industry since
- February 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Wiegand work?
Joseph Wiegand has held the title Member at Apple Tree Asset Management, LLC since October 2018, and is a control person of the firm.
Is Joseph Wiegand a financial advisor?
Yes. Joseph Wiegand has a current investment-adviser registration in Indiana, through Apple Tree Asset Management since March 2021.
How many years of experience does Joseph Wiegand have?
Joseph Wiegand has 24 years in the financial industry, since February 2002, across 7 adviser firms.
What exams has Joseph Wiegand passed?
Joseph Wiegand has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2001. FINRA credited Joseph Wiegand with the SIE, which began in October 2018.
Where did Joseph Wiegand work before Apple Tree Asset Management?
Before Apple Tree Asset Management, Joseph Wiegand was registered through Concorde Asset Management, LLC, August 2014 to March 2021; David R. Kern Asset Management, February 2014 to February 2014; American Portfolios Advisors, Inc, April 2011 to August 2014; Financial Network Investment Corporation, March 2009 to December 2010; Shelton Financial Group, Inc., June 2004 to April 2009; Blue Vase Securities, LLC, May 2003 to October 2005.
Where is Joseph Wiegand based?
Joseph Wiegand’s registered office is in Fort Wayne, IN.
Is Joseph Wiegand registered with FINRA?
No. Joseph Wiegand has no current broker registration.
How can I verify Joseph Wiegand’s record?
Search CRD 4435170 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Wiegand’s full registration record.