James Mahoney has been an investment adviser representative at Investmark Advisory Group since January 2008, and is not listed among the firm’s executive officers or direct owners.
Investmark Advisory Group LLC is a Shelton, CT firm with $930M under management, 690 clients and 10 advisers across 5 offices, as of its March 2026 filing.
James Mahoney’s longest registration is the current one, 18 years at Investmark Advisory Group since 2008. Before joining Investmark Advisory Group in 2008, James Mahoney was registered through Commonwealth Financial Network.
- – present · 18 yearsGlastonbury, CT · Adviser representative · Firm CRD 121060
- Commonwealth Financial Network– · under a yearGlastonbury, CT · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
James Mahoney is registered as an investment adviser representative in Connecticut, since January 2008.
- ConnecticutSince 29 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 December 2002 |
| Series 7 | General Securities Representative Examination | 12 December 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4606032
- Firm
- Investmark Advisory Group · CRD 121060
- Office
- 180 GLATONBURY BOULEVARD, Suite 400, Glastonbury, CT 06033
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Mahoney work?
James Mahoney is an investment adviser representative registered through Investmark Advisory Group LLC since January 2008, and is not listed among the firm’s executive officers or direct owners.
Is James Mahoney a financial advisor?
Yes. James Mahoney has a current investment-adviser registration in Connecticut, through Investmark Advisory Group since January 2008.
How many years of experience does James Mahoney have?
James Mahoney has 23 years in the financial industry, since December 2002, across 2 adviser firms.
What exams has James Mahoney passed?
James Mahoney has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2002. FINRA credited James Mahoney with the SIE, which began in October 2018.
Where did James Mahoney work before Investmark Advisory Group?
Before Investmark Advisory Group, James Mahoney was registered through Commonwealth Financial Network, November 2007 to January 2008.
Where is James Mahoney based?
James Mahoney’s registered office is in Glastonbury, CT.
Is James Mahoney registered with FINRA?
Yes. James Mahoney has a current broker registration, under CRD 4606032.
Source: FINRA BrokerCheck
How can I verify James Mahoney’s record?
Search CRD 4606032 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Mahoney’s full registration record.
