James Liberman has been an investment adviser representative at Chicago Capital Management Advisors since June 2025, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
James Liberman’s longest registration was 4 years at Wells Fargo Advisors, LLC (2008–2012). Before joining Chicago Capital Management Advisors in 2025, James Liberman was registered through Wells Fargo Clearing Services, LLC and Wells Fargo Advisors, LLC.
- – present · 1 yearNewton Centre, MA · Adviser representative · Firm CRD 123483
- Wells Fargo Clearing Services, LLC– · under a yearWaltham, MA · Adviser representative · Firm CRD 19616
- Wells Fargo Advisors, LLC– · 4 yearsWaltham, MA · Adviser representative · Firm CRD 19616
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNewton, MA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
James Liberman is registered as an investment adviser representative in Massachusetts, since June 2025.
- MassachusettsSince 18 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 2024 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 8 March 1989 |
| PC | AMEX Put and Call Exam | 13 November 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 September 1980 |
| Series 1 | Registered Representative Examination | 3 May 1973 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- AMEX Put and Call Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- James Bennett Liberman
- CRD
- 309099
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Office
- 53 Langley Rd, Newton Centre, MA 02459
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1973
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Liberman work?
James Liberman is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Liberman a financial advisor?
Yes. James Liberman has a current investment-adviser registration in Massachusetts, through Chicago Capital Management Advisors since June 2025.
How many years of experience does James Liberman have?
James Liberman has 53 years in the financial industry, since May 1973, across 3 adviser firms.
What exams has James Liberman passed?
James Liberman has passed 6 licensing exams: the Series 1, Series 63, PC, Series 3, Series 7TO and Series 65. The earliest, the Series 1, was passed in May 1973. FINRA credited James Liberman with the SIE, which began in October 2018.
Where did James Liberman work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, James Liberman was registered through Wells Fargo Clearing Services, LLC, January 2016 to December 2016; Wells Fargo Advisors, LLC, May 2008 to December 2012; Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2007 to May 2008.
Where is James Liberman based?
James Liberman’s registered office is in Newton Centre, MA.
Is James Liberman registered with FINRA?
Yes. James Liberman has a current broker registration, under CRD 309099.
Source: FINRA BrokerCheck
How can I verify James Liberman’s record?
Search CRD 309099 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Liberman’s full registration record.