James Herlein is a control person of Gladstone Institutional Advisory and directly owns under 5% of it. James Herlein holds a BA from Kansas University and an MBA from Avila University.
Gladstone Institutional Advisory is an investment adviser based in Palm Beach Gardens, FL, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $5.68 billion, as filed on 24 September 2026. Its fees, ownership and offices are on the firm’s profile.
James Herlein is Managing Director and CFO of Gladstone Wealth Partners. He has over 20 years in financial leadership, with 10 of those years focused on the financial management and insurance sectors. Before Gladstone, he held financial leadership roles at SelectQuote, Edelman Financial Engines, Financial Engines, The Mutual Fund Store, Sprint and others.
- CRD
- 7481698
- Firm
- Gladstone Institutional Advisory · CRD 250787
- Role
- Chief Financial Officer
- In role since
- December 2021 · 4 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Palm Beach Gardens, FL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gladstonewealth.com
Where does James Herlein work?
James Herlein has been Chief Financial Officer of Gladstone Institutional Advisory LLC since December 2021, and is a control person of the firm.
How can I verify James Herlein’s record?
James Herlein’s role is listed on Gladstone Institutional Advisory LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 250787.
