Evan Baldwin has been Chief Compliance Officer of Gladstone Institutional Advisory since March 2025, is a control person of the firm and directly owns under 5% of it. Evan Baldwin holds a Degree in Economics from Rutgers University.
Gladstone Institutional Advisory LLC is a Palm Beach Gardens, FL firm with $5.68B under management, 8,385 clients and 104 advisers across 52 offices, as of its September 2026 filing.
Evan Baldwin is Chief Compliance Officer of Gladstone Wealth Partners. He has over 25 years of experience in compliance and operations. Before joining Gladstone, he held positions at Prudential Financial, Janney Montgomery Scott, Merrill Lynch and UBS Financial Services.
- Gladstone Wealth PartnersCurrent– present · 1 yearBedminster, NJ · Adviser representative · Firm CRD 250787
Professional designations
Listed by Gladstone Institutional Advisory
- IACCP®
Investment adviser representative registrations
Evan Baldwin is registered as an investment adviser representative in 2 states. Each was approved in February 2025.
- New JerseySince 25 February 2025
- South CarolinaSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 January 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 31 January 2014 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 May 2012 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 March 2012 |
| Series 7 | General Securities Representative Examination | 21 June 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Full name
- Evan Lasse Baldwin
- CRD
- 4732810
- Firm
- Gladstone Institutional Advisory · CRD 250787
- Role
- Chief Compliance Officer
- Office
- 1545 US-206, Suite 300, Bedminster, NJ 07921
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- gladstonewealth.com
Where does Evan Baldwin work?
Evan Baldwin has been Chief Compliance Officer of Gladstone Institutional Advisory LLC since March 2025, and is a control person of the firm.
Is Evan Baldwin a financial advisor?
Yes. Evan Baldwin has a current investment-adviser registration in New Jersey and South Carolina, through Gladstone Institutional Advisory since February 2025.
How many years of experience does Evan Baldwin have?
Evan Baldwin has 21 years in the financial industry, since July 2005, across 1 adviser firm.
What exams has Evan Baldwin passed?
Evan Baldwin has passed 6 licensing exams: the Series 7, Series 9, Series 10, Series 24, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2005. FINRA credited Evan Baldwin with the SIE, which began in October 2018.
Where is Evan Baldwin based?
Evan Baldwin’s registered office is in Bedminster, NJ.
Is Evan Baldwin registered with FINRA?
Yes. Evan Baldwin has a current broker registration, under CRD 4732810.
Source: FINRA BrokerCheck
How can I verify Evan Baldwin’s record?
Search CRD 4732810 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Evan Baldwin’s full registration record.
