Andrew Osby has been Chief Investment Officer of Gladstone Institutional Advisory since September 2025, is a control person of the firm and directly owns under 5% of it.
Gladstone Institutional Advisory LLC is a Palm Beach Gardens, FL firm with $5.68B under management, 8,385 clients and 104 advisers across 52 offices, as of its September 2026 filing.
Andrew Osby’s longest registration was 12 years at Principal Securities, Inc. (2004–2016).
- Integrity Advisory SolutionsAlso current– present · 1 yearUrbandale, IA · Adviser representative · Firm CRD 288817
- Integrity Alliance, LLCAlso current– present · 10 yearsUrbandale, IA · Adviser representative · Firm CRD 139627
- Principal Securities, Inc.– · 12 yearsDes Moines, IA · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Andrew Osby is registered as an investment adviser representative in Iowa, since October 2016.
- IowaSince 17 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 September 2004 |
| Series 53 | Municipal Securities Principal Examination | 30 May 2002 |
| Series 24 | General Securities Principal Examination | 22 June 2001 |
| Series 7 | General Securities Representative Examination | 28 July 2000 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Allen Osby
- CRD
- 4202621
- Firm
- Gladstone Institutional Advisory · CRD 250787
- Role
- Chief Investment Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Osby work?
Andrew Osby has been Chief Investment Officer of Gladstone Institutional Advisory LLC since September 2025, and is a control person of the firm.
Is Andrew Osby a financial advisor?
Yes. Andrew Osby has a current investment-adviser registration in Iowa.
How many years of experience does Andrew Osby have?
Andrew Osby has 26 years in the financial industry, since July 2000, across 3 adviser firms.
What exams has Andrew Osby passed?
Andrew Osby has passed 5 licensing exams: the Series 7, Series 24, Series 53, Series 66 and Series 52TO. The earliest, the Series 7, was passed in July 2000. FINRA credited Andrew Osby with the SIE, which began in October 2018.
Where was Andrew Osby previously registered as an investment adviser?
Andrew Osby has past investment-adviser registrations through Principal Securities, Inc., October 2004 to October 2016, across 3 firms.
Is Andrew Osby registered with FINRA?
Yes. Andrew Osby has a current broker registration, under CRD 4202621.
Source: FINRA BrokerCheck
How can I verify Andrew Osby’s record?
Search CRD 4202621 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Osby’s full registration record.
