James Henyey has been an investment adviser representative at Vantage Financial Group since August 1999, and is not listed among the firm’s executive officers or direct owners. James Henyey holds a Bachelor of Arts from Allegheny College.
Vantage Financial Group, Inc. is a Cleveland, OH firm with $867M under management, 2,521 clients and 22 advisers across 7 offices, as of its March 2026 filing.
James F. Henyey is a Principal of Vantage Financial Group. He provides financial advisory and investment management services, with areas of specialization in investment management, tax planning, retirement income planning, estate planning and long-term care insurance. He entered the financial services business in 1974 at KeyBank, N.A., where he held various senior management positions, including District Bank President from 1986 to 1989.
- – present · 27 yearsCleveland, OH · Adviser representative · Firm CRD 105950
Professional designations
Listed by Vantage Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
James Henyey is registered as an investment adviser representative in Ohio, since August 1999.
- OhioSince 13 August 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 January 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Fredrick Henyey
- CRD
- 2009933
- Firm
- Vantage Financial Group · CRD 105950
- Office
- 6200 ROCKSIDE ROAD, SUITE 100, Cleveland, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- vanfin.com
Where does James Henyey work?
James Henyey is an investment adviser representative registered through Vantage Financial Group, Inc. since August 1999, and is not listed among the firm’s executive officers or direct owners.
Is James Henyey a financial advisor?
Yes. James Henyey has a current investment-adviser registration in Ohio, through Vantage Financial Group since August 1999.
How many years of experience does James Henyey have?
James Henyey has 35 years in the financial industry, since January 1991, across 1 adviser firm.
What exams has James Henyey passed?
James Henyey has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in January 1991. FINRA credited James Henyey with the SIE, which began in October 2018.
Where is James Henyey based?
James Henyey’s registered office is in Cleveland, OH.
Is James Henyey registered with FINRA?
Yes. James Henyey has a current broker registration, under CRD 2009933.
Source: FINRA BrokerCheck
Is James Henyey a CFP?
Vantage Financial Group lists James Henyey with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify James Henyey’s record?
Search CRD 2009933 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Henyey’s full registration record.
